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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$91.5M
AUM Growth
-$1.65M
Cap. Flow
-$481K
Cap. Flow %
-0.53%
Top 10 Hldgs %
43.77%
Holding
51
New
–
Increased
15
Reduced
17
Closed
–

Top Buys

Rank Stock Value
1
USCB icon
USCB Financial Holdings
USCB
+$615K
2
FRME icon
First Merchants
FRME
+$489K
3
CADE
Cadence Bank
CADE
+$401K
4
PLBC icon
Plumas Bancorp
PLBC
+$315K
5
FXNC icon
First National Corp
FXNC
+$94.8K

Top Sells

Rank Stock Value
1
CWBC
Community West BanCshares
CWBC
+$735K
2
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$656K
3
SFST icon
Southern First Bancshares
SFST
+$367K
4
MYFW icon
First Western Financial
MYFW
+$226K
5
UVSP icon
Univest Financial
UVSP
+$157K

Sector Composition

Rank Sector Weight
1 Financials 98.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWC icon
51
Hancock Whitney
HWC
$6.2B
$32K 0.04%
700
+300
+75% +$14.4K
1 2
3

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River Oaks Capital's Q3 2022 Portfolio in Review

As of Q3 2022, River Oaks Capital held 51 positions worth $91.5M, down 1.8% from $93.2M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 0%. River Oaks Capital opened no new positions and made no exits, leaving the 51-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 99% of assets, up from 98% a quarter earlier.

  • River Oaks Capital added most to USCB Financial Holdings in Q3 2022, an estimated $615K increase.
  • River Oaks Capital's biggest Q3 2022 reduction was Community West BanCshares, cutting an estimated $735K.
  • River Oaks Capital's ten largest holdings make up 44% of its $91.5M portfolio in Q3 2022.
  • River Oaks Capital opened 0 new positions and closed 0 in Q3 2022.
  • River Oaks Capital's portfolio value fell 1.8% quarter-over-quarter to $91.5M.

Based on River Oaks Capital's 13F filing for Q3 2022, filed 4 Nov 2022.