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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-2.64%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$103M
AUM Growth
-$5.15M
Cap. Flow
-$738K
Cap. Flow %
-0.72%
Top 10 Hldgs %
44.19%
Holding
56
New
1
Increased
12
Reduced
19
Closed
3

Top Buys

Rank Stock Value
1
OSBC icon
Old Second Bancorp
OSBC
+$2.75M
2
UNTY icon
Unity Bancorp
UNTY
+$1.04M
3
SMMF
Summit Financial Group, Inc.
SMMF
+$346K
4
EFSC icon
Enterprise Financial Services Corp
EFSC
+$285K
5
FBIZ icon
First Business Financial Services
FBIZ
+$156K

Top Sells

Rank Stock Value
1
STXB
Spirit of Texas Bancshares, Inc. Common Stock
STXB
+$2M
2
ISTR icon
Investar Holding Corp
ISTR
+$840K
3
HMNF
HMN Financial Inc
HMNF
+$819K
4
FISI icon
Financial Institutions
FISI
+$722K
5
UBSI icon
United Bankshares
UBSI
+$421K

Sector Composition

Rank Sector Weight
1 Financials 97.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCB icon
51
Metropolitan Bank Holding Corp
MCB
$1.15B
$132K 0.13%
1,300
+800
+160% +$82.8K
CVBF icon
52
CVB Financial
CVBF
$3.94B
$40K 0.04%
+1,735
New +$40.1K
HWC icon
53
Hancock Whitney
HWC
$6.2B
$21K 0.02%
400
– –
PEBO icon
54
Peoples Bancorp
PEBO
$1.5B
– –
-4,091
Closed -$130K
FFNW
55
DELISTED
First Financial Northwest, Inc
FFNW
– –
-1,900
Closed -$31K
HMNF
56
DELISTED
HMN Financial Inc
HMNF
– –
-33,195
Closed -$819K
1 2
3

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River Oaks Capital's Q1 2022 Portfolio in Review

As of Q1 2022, River Oaks Capital held 56 positions worth $103M, down 4.8% from $108M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

River Oaks Capital's Q1 2022 filing shows 1 new, 12 increased, 19 reduced and 3 closed positions. Its largest new stake was CVB Financial: 1,735 shares worth $40K. The largest sale was Spirit of Texas Bancshares, Inc. Common Stock, an estimated $2M.

By sector, the portfolio is most concentrated in Financials at 98% of assets, down from 98% a quarter earlier.

  • River Oaks Capital's largest Q1 2022 buy was CVB Financial: 1,735 shares worth $40K.
  • River Oaks Capital added most to Old Second Bancorp in Q1 2022, an estimated $2.75M increase.
  • River Oaks Capital's biggest Q1 2022 reduction was Spirit of Texas Bancshares, Inc. Common Stock, cutting an estimated $2M.
  • River Oaks Capital fully exited HMN Financial Inc in Q1 2022, selling an estimated $819K.
  • River Oaks Capital's ten largest holdings make up 44% of its $103M portfolio in Q1 2022.
  • River Oaks Capital opened 1 new position and closed 3 in Q1 2022.
  • River Oaks Capital's portfolio value fell 4.8% quarter-over-quarter to $103M.

Based on River Oaks Capital's 13F filing for Q1 2022, filed 22 Apr 2022.