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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.5M
AUM Growth
-$240K
Cap. Flow
+$1.07M
Cap. Flow %
1.13%
Top 10 Hldgs %
47.52%
Holding
57
New
8
Increased
6
Reduced
23
Closed
5

Top Buys

Rank Stock Value
1
ALRS icon
Alerus Financial
ALRS
+$2.53M
2
GABC icon
German American Bancorp
GABC
+$1.68M
3
MRBK icon
Meridian
MRBK
+$1.09M
4
TCF
TCF Financial Corporation Common Stock
TCF
+$883K
5
BKJ
Bancorp of New Jersey, Inc.
BKJ
+$737K

Top Sells

Rank Stock Value
1
CZFC
Citizens First Corporation
CZFC
+$2.11M
2
TOWN icon
Towne Bank
TOWN
+$962K
3
LTXB
LegacyTexas Financial Group Inc
LTXB
+$819K
4
SIVB
SVB Financial Group
SIVB
+$713K
5
FIBK icon
First Interstate BancSystem
FIBK
+$405K

Sector Composition

Rank Sector Weight
1 Financials 87.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTXB
51
DELISTED
LegacyTexas Financial Group Inc
LTXB
$61K 0.06%
1,400
-19,700
-93% -$819K
CWBC
52
DELISTED
Community West BanCshares
CWBC
$19K 0.02%
+1,873
New +$18.3K
CWBC
53
Community West Bancshares
CWBC
$693M
– –
-7,000
Closed -$150K
FBIZ icon
54
First Business Financial Services
FBIZ
$574M
– –
-5,900
Closed -$139K
JPM icon
55
JPMorgan Chase
JPM
$950B
– –
-2,000
Closed -$224K
FBMS
56
DELISTED
The First Bancshares, Inc.
FBMS
– –
-2,600
Closed -$79K
CZFC
57
DELISTED
Citizens First Corporation
CZFC
– –
-82,100
Closed -$2.11M
1 2
3

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River Oaks Capital's Q3 2019 Portfolio in Review

As of Q3 2019, River Oaks Capital held 57 positions worth $94.5M, down 0.25% from $94.8M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

River Oaks Capital's Q3 2019 filing shows 8 new, 6 increased, 23 reduced and 5 closed positions. Its largest new stake was Alerus Financial: 115,500 shares worth $2.52M. The largest sale was Citizens First Corporation, an estimated $2.11M.

By sector, the portfolio is most concentrated in Financials at 87% of assets, down from 87% a quarter earlier.

  • River Oaks Capital's largest Q3 2019 buy was Alerus Financial: 115,500 shares worth $2.52M.
  • River Oaks Capital added most to Meridian in Q3 2019, an estimated $1.09M increase.
  • River Oaks Capital's biggest Q3 2019 reduction was Towne Bank, cutting an estimated $962K.
  • River Oaks Capital fully exited Citizens First Corporation in Q3 2019, selling an estimated $2.11M.
  • River Oaks Capital's ten largest holdings make up 48% of its $94.5M portfolio in Q3 2019.
  • River Oaks Capital opened 8 new positions and closed 5 in Q3 2019.
  • River Oaks Capital's portfolio value fell 0.25% quarter-over-quarter to $94.5M.

Based on River Oaks Capital's 13F filing for Q3 2019, filed 14 Nov 2019.