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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$9.46M
Cap. Flow
-$3.46M
Cap. Flow %
-2.97%
Top 10 Hldgs %
41.3%
Holding
55
New
–
Increased
11
Reduced
19
Closed
2

Top Buys

Rank Stock Value
1
FIBK icon
First Interstate BancSystem
FIBK
+$2.55M
2
PLBC icon
Plumas Bancorp
PLBC
+$961K
3
WAL icon
Western Alliance Bancorporation
WAL
+$662K
4
PACW
PacWest Bancorp
PACW
+$196K
5
CADE
Cadence Bancorporation
CADE
+$196K

Top Sells

Rank Stock Value
1
OZK icon
Bank OZK
OZK
+$1.98M
2
LBAI
Lakeland Bancorp Inc
LBAI
+$1.04M
3
CNOB icon
Center Bancorp
CNOB
+$646K
4
ZION icon
Zions Bancorporation
ZION
+$623K
5
BKJ
Bancorp of New Jersey, Inc.
BKJ
+$618K

Sector Composition

Rank Sector Weight
1 Financials 87.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFBC icon
51
First Financial Bancorp
FFBC
$3.55B
$204K 0.17%
6,870
– –
VBFC
52
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$144K 0.12%
4,314
+5
+0.1% +$170
FBK icon
53
FB Financial Corp
FBK
$2.98B
$98K 0.08%
2,500
– –
OZK icon
54
Bank OZK
OZK
$5.59B
– –
-44,000
Closed -$1.98M
LEVL
55
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
– –
-3,803
Closed -$103K
1 2
3

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River Oaks Capital's Q3 2018 Portfolio in Review

As of Q3 2018, River Oaks Capital held 55 positions worth $117M, down 7.5% from $126M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Trading was light in Q3 2018: portfolio turnover was 3.6%. River Oaks Capital opened no new positions and exited 2, leaving the 55-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 88% of assets, down from 88% a quarter earlier.

  • River Oaks Capital added most to First Interstate BancSystem in Q3 2018, an estimated $2.55M increase.
  • River Oaks Capital's biggest Q3 2018 reduction was Lakeland Bancorp Inc, cutting an estimated $1.04M.
  • River Oaks Capital fully exited Bank OZK in Q3 2018, selling an estimated $1.98M.
  • River Oaks Capital's ten largest holdings make up 41% of its $117M portfolio in Q3 2018.
  • River Oaks Capital opened 0 new positions and closed 2 in Q3 2018.
  • River Oaks Capital's portfolio value fell 7.5% quarter-over-quarter to $117M.

Based on River Oaks Capital's 13F filing for Q3 2018, filed 13 Nov 2018.