ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Return 13.55%
This Quarter Return
+3.2%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$127M
AUM Growth
+$1.8M
Cap. Flow
-$1.73M
Cap. Flow %
-1.37%
Top 10 Hldgs %
39.43%
Holding
62
New
2
Increased
14
Reduced
14
Closed
4

Top Buys

1
CSFL
CenterState Bank Corporation Common Stock
CSFL
$3.24M
2
TOWN icon
Towne Bank
TOWN
$1.64M
3
BWB icon
Bridgewater Bancshares
BWB
$1.63M
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$765K
5
FBIZ icon
First Business Financial Services
FBIZ
$711K

Top Sells

1
SBCP
Sunshine Bancorp, Inc
SBCP
$3.19M
2
ZION icon
Zions Bancorporation
ZION
$2.17M
3
PBNC
PARAGON COMMERCIAL CORPORATION
PBNC
$1.94M
4
LBAI
Lakeland Bancorp Inc
LBAI
$818K
5
SFST icon
Southern First Bancshares
SFST
$799K

Sector Composition

1 Financials 88.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPM icon
51
JPMorgan Chase
JPM
$809B
$275K 0.22%
2,500
– –
MSFG
52
DELISTED
MainSource Financial Group Inc
MSFG
$201K 0.16%
4,952
– –
HMTA
53
DELISTED
HomeTown Bankshares Corporation Common Stock
HMTA
$179K 0.14%
15,000
-15,929
-52% -$190K
VBFC
54
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$142K 0.11%
4,309
– –
FBK icon
55
FB Financial Corp
FBK
$2.89B
$101K 0.08%
2,500
– –
OPBK icon
56
OP Bancorp
OPBK
$212M
$50K 0.04%
+4,000
New +$50K
BOCH
57
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$26K 0.02%
2,262
– –
PBIP
58
DELISTED
Prudential Bancorp, Inc.
PBIP
$15K 0.01%
843
-12,557
-94% -$223K
MCHB
59
Mechanics Bancorp Class A Common Stock
MCHB
$2.88B
– –
-15,500
Closed -$449K
PBNC
60
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
– –
-36,401
Closed -$1.94M
SBCP
61
DELISTED
Sunshine Bancorp, Inc
SBCP
– –
-139,042
Closed -$3.19M
TCF
62
DELISTED
TCF Financial Corporation
TCF
– –
-30,500
Closed -$625K
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3