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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+6.21%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
+$7.55M
Cap. Flow
+$175K
Cap. Flow %
0.14%
Top 10 Hldgs %
35.76%
Holding
65
New
5
Increased
13
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$2.26M
2
EFSC icon
Enterprise Financial Services Corp
EFSC
+$1.4M
3
SMMF
Summit Financial Group, Inc.
SMMF
+$985K
4
PACW
PacWest Bancorp
PACW
+$645K
5
FIBK icon
First Interstate BancSystem
FIBK
+$565K

Top Sells

Rank Stock Value
1
SGBK
Stonegate Bank
SGBK
+$2.31M
2
PCBK
Pacific Continental Corp
PCBK
+$1.44M
3
FCB
FCB Financial Holdings, Inc.
FCB
+$593K
4
CSFL
CenterState Bank Corporation Common Stock
CSFL
+$445K
5
TOWN icon
Towne Bank
TOWN
+$423K

Sector Composition

Rank Sector Weight
1 Financials 85.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHB
51
Mechanics Bancorp
MCHB
$3.68B
$419K 0.33%
+15,500
New +$403K
SSFN
52
DELISTED
Stewardship Financial Corp
SSFN
$348K 0.27%
35,500
+500
+1% +$4.68K
HMTA
53
DELISTED
HomeTown Bankshares Corporation Common Stock
HMTA
$337K 0.26%
30,929
– –
PBIP
54
DELISTED
Prudential Bancorp, Inc.
PBIP
$248K 0.19%
13,400
– –
JPM icon
55
JPMorgan Chase
JPM
$939B
$239K 0.19%
2,500
– –
TCBK icon
56
TriCo Bancshares
TCBK
$1.84B
$220K 0.17%
5,400
-2,000
-27% -$72.1K
CADE
57
DELISTED
Cadence Bancorporation
CADE
$195K 0.15%
+8,502
New +$186K
MSFG
58
DELISTED
MainSource Financial Group Inc
MSFG
$178K 0.14%
4,952
– –
VBFC
59
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$136K 0.11%
4,309
– –
FBK icon
60
FB Financial Corp
FBK
$3B
$94K 0.07%
2,500
– –
TCF
61
DELISTED
TCF Financial Corporation
TCF
$51K 0.04%
+3,000
New +$47.3K
BY icon
62
Byline Bancorp
BY
$1.78B
– –
-2,500
Closed -$50K
HAFC icon
63
Hanmi Financial
HAFC
$943M
– –
-2,600
Closed -$74K
PCBK
64
DELISTED
Pacific Continental Corp
PCBK
– –
-56,400
Closed -$1.44M
SGBK
65
DELISTED
Stonegate Bank
SGBK
– –
-50,100
Closed -$2.31M
1 2
3

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River Oaks Capital's Q3 2017 Portfolio in Review

As of Q3 2017, River Oaks Capital held 65 positions worth $129M, up 6.2% from $121M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

River Oaks Capital's Q3 2017 filing shows 5 new, 13 increased, 18 reduced and 4 closed positions. Its largest new stake was Home BancShares: 94,077 shares worth $2.37M. The largest sale was Stonegate Bank, an estimated $2.31M.

By sector, the portfolio is most concentrated in Financials at 85% of assets, up from 84% a quarter earlier.

  • River Oaks Capital's largest Q3 2017 buy was Home BancShares: 94,077 shares worth $2.37M.
  • River Oaks Capital added most to Enterprise Financial Services Corp in Q3 2017, an estimated $1.4M increase.
  • River Oaks Capital's biggest Q3 2017 reduction was FCB Financial Holdings, Inc., cutting an estimated $593K.
  • River Oaks Capital fully exited Stonegate Bank in Q3 2017, selling an estimated $2.31M.
  • River Oaks Capital's ten largest holdings make up 36% of its $129M portfolio in Q3 2017.
  • River Oaks Capital opened 5 new positions and closed 4 in Q3 2017.
  • River Oaks Capital's portfolio value rose 6.2% quarter-over-quarter to $129M.

Based on River Oaks Capital's 13F filing for Q3 2017, filed 14 Nov 2017.