ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.55%
This Quarter Est. Return
1 Year Est. Return
-13.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$121M
AUM Growth
-$708K
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
63
New
Increased
Reduced
Closed

Top Buys

1
+$2.25M
2
+$756K
3
+$721K
4
WAL icon
Western Alliance Bancorporation
WAL
+$556K
5
SMMF
Summit Financial Group, Inc.
SMMF
+$526K

Top Sells

1
+$2.4M
2
+$1.61M
3
+$1.37M
4
SVBI
Severn Bancorp Inc/MD
SVBI
+$697K
5
SNBC
Sun Bancorp Inc
SNBC
+$611K

Sector Composition

1 Financials 83.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$340K 0.28%
30,929
52
$329K 0.27%
+35,000
53
$260K 0.21%
7,400
-1,000
54
$243K 0.2%
13,400
55
$229K 0.19%
2,500
56
$166K 0.14%
+4,952
57
$137K 0.11%
+4,309
58
$90K 0.07%
2,500
59
$74K 0.06%
2,600
-700
60
$50K 0.04%
+2,500
61
– –
-11,100
62
– –
-68,600
63
– –
-25,052
1 2
3