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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-16.39%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.4M
AUM Growth
-$16.4M
Cap. Flow
-$961K
Cap. Flow %
-1.35%
Top 10 Hldgs %
46.63%
Holding
52
New
5
Increased
11
Reduced
17
Closed
4

Top Buys

Rank Stock Value
1
WBS icon
Webster Financial
WBS
+$2.73M
2
USCB icon
USCB Financial Holdings
USCB
+$1.25M
3
FISI icon
Financial Institutions
FISI
+$834K
4
TFC icon
Truist Financial
TFC
+$808K
5
USB icon
US Bancorp
USB
+$775K

Top Sells

Rank Stock Value
1
SFBS
ServisFirst Bancshares
SFBS
+$2.51M
2
VBTX
Veritex Holdings
VBTX
+$1.29M
3
CNOB icon
Center Bancorp
CNOB
+$1.13M
4
WAL icon
Western Alliance Bancorporation
WAL
+$1.01M
5
PACW
PacWest Bancorp
PACW
+$606K

Sector Composition

Rank Sector Weight
1 Financials 100%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZWI icon
26
Citizens Community Bancorp
CZWI
$212M
$1.19M 1.66%
112,000
+37,434
+50% +$451K
FSBW icon
27
FS Bancorp
FSBW
$316M
$885K 1.24%
29,500
+2,400
+9% +$81K
FXNC icon
28
First National Corp
FXNC
$283M
$761K 1.07%
48,157
– –
SMBC icon
29
Southern Missouri Bancorp
SMBC
$841M
$739K 1.04%
19,767
– –
TBBK icon
30
The Bancorp
TBBK
$2.72B
$707K 0.99%
25,400
– –
CADE
31
DELISTED
Cadence Bank
CADE
$689K 0.96%
33,200
-7,400
-18% -$184K
CCB icon
32
Coastal Financial
CCB
$587M
$648K 0.91%
18,000
– –
CNOB icon
33
Center Bancorp
CNOB
$1.64B
$647K 0.91%
36,600
-49,500
-57% -$1.13M
TFC icon
34
Truist Financial
TFC
$63.2B
$631K 0.88%
+18,500
New +$808K
USB icon
35
US Bancorp
USB
$97.5B
$627K 0.88%
+17,400
New +$775K
LMST
36
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$600K 0.84%
26,875
– –
ISTR icon
37
Investar Holding Corp
ISTR
$410M
$425K 0.6%
30,470
-974
-3% -$18.8K
MPB icon
38
Mid Penn Bancorp
MPB
$968M
$382K 0.53%
14,900
– –
SFBS
39
ServisFirst Bancshares
SFBS
$4.83B
$328K 0.46%
6,000
-37,500
-86% -$2.51M
HWC icon
40
Hancock Whitney
HWC
$6.15B
$291K 0.41%
8,000
+6,900
+627% +$322K
OCFC icon
41
OceanFirst Financial
OCFC
$1.66B
$286K 0.4%
+15,500
New +$343K
MCB icon
42
Metropolitan Bank Holding Corp
MCB
$1.15B
$203K 0.28%
6,000
+4,000
+200% +$208K
BOH icon
43
Bank of Hawaii
BOH
$3.14B
$203K 0.28%
+3,900
New +$274K
VBTX
44
DELISTED
Veritex Holdings
VBTX
$166K 0.23%
9,100
-50,500
-85% -$1.29M
GABC icon
45
German American Bancorp
GABC
$1.91B
$153K 0.21%
4,599
– –
PEBK icon
46
Peoples Bancorp of North Carolina
PEBK
$226M
$129K 0.18%
4,045
-12,470
-76% -$409K
UVSP icon
47
Univest Financial
UVSP
$1.22B
$90.2K 0.13%
3,800
-13,600
-78% -$360K
FSBC icon
48
Five Star Bancorp
FSBC
$991M
$34.1K 0.05%
1,600
-10,747
-87% -$279K
HWBK icon
49
Hawthorn Bancshares
HWBK
$264M
– –
-15,642
Closed -$327K
LBAI
50
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-22,800
Closed -$402K
1
2
3

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River Oaks Capital's Q1 2023 Portfolio in Review

As of Q1 2023, River Oaks Capital held 52 positions worth $71.4M, down 19% from $87.8M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

River Oaks Capital's Q1 2023 filing shows 5 new, 11 increased, 17 reduced and 4 closed positions. Its largest new stake was Webster Financial: 56,800 shares worth $2.24M. The largest sale was ServisFirst Bancshares, an estimated $2.51M.

By sector, the portfolio is most concentrated in Financials at 100% of assets, up from 99% a quarter earlier.

  • River Oaks Capital's largest Q1 2023 buy was Webster Financial: 56,800 shares worth $2.24M.
  • River Oaks Capital added most to USCB Financial Holdings in Q1 2023, an estimated $1.25M increase.
  • River Oaks Capital's biggest Q1 2023 reduction was ServisFirst Bancshares, cutting an estimated $2.51M.
  • River Oaks Capital fully exited PacWest Bancorp in Q1 2023, selling an estimated $606K.
  • River Oaks Capital's ten largest holdings make up 47% of its $71.4M portfolio in Q1 2023.
  • River Oaks Capital opened 5 new positions and closed 4 in Q1 2023.
  • River Oaks Capital's portfolio value fell 19% quarter-over-quarter to $71.4M.

Based on River Oaks Capital's 13F filing for Q1 2023, filed 2 May 2023.