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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+5.98%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$87.8M
AUM Growth
-$3.69M
Cap. Flow
-$8.22M
Cap. Flow %
-9.36%
Top 10 Hldgs %
46.27%
Holding
51
New
–
Increased
13
Reduced
22
Closed
4

Top Buys

Rank Stock Value
1
FXNC icon
First National Corp
FXNC
+$415K
2
CADE
Cadence Bank
CADE
+$242K
3
SBNY
Signature Bank
SBNY
+$192K
4
FISI icon
Financial Institutions
FISI
+$62.3K
5
FRME icon
First Merchants
FRME
+$54.2K

Top Sells

Rank Stock Value
1
CNOB icon
Center Bancorp
CNOB
+$1.02M
2
LBAI
Lakeland Bancorp Inc
LBAI
+$954K
3
PACW
PacWest Bancorp
PACW
+$815K
4
MYFW icon
First Western Financial
MYFW
+$813K
5
UVSP icon
Univest Financial
UVSP
+$676K

Sector Composition

Rank Sector Weight
1 Financials 99.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCB icon
26
USCB Financial Holdings
USCB
$406M
$1.35M 1.54%
110,797
+3,725
+3% +$49.4K
FRME icon
27
First Merchants
FRME
$2.69B
$1.05M 1.2%
25,583
+1,283
+5% +$54.2K
CADE
28
DELISTED
Cadence Bank
CADE
$1M 1.14%
40,600
+9,000
+28% +$242K
FSBW icon
29
FS Bancorp
FSBW
$326M
$906K 1.03%
27,100
+900
+3% +$28.1K
SMBC icon
30
Southern Missouri Bancorp
SMBC
$862M
$906K 1.03%
19,767
-2,033
-9% -$102K
CZWI icon
31
Citizens Community Bancorp
CZWI
$212M
$897K 1.02%
74,566
-29,522
-28% -$379K
CCB icon
32
Coastal Financial
CCB
$1.08B
$855K 0.97%
18,000
– –
FXNC icon
33
First National Corp
FXNC
$284M
$825K 0.94%
48,157
+24,502
+104% +$415K
TBBK icon
34
The Bancorp
TBBK
$2.81B
$721K 0.82%
25,400
– –
ISTR icon
35
Investar Holding Corp
ISTR
$411M
$677K 0.77%
31,444
-6,056
-16% -$130K
LMST
36
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$656K 0.75%
26,875
-1,334
-5% -$32K
PACW
37
DELISTED
PacWest Bancorp
PACW
$606K 0.69%
26,400
-33,600
-56% -$815K
PEBK icon
38
Peoples Bancorp of North Carolina
PEBK
$231M
$538K 0.61%
16,515
-21,885
-57% -$623K
UVSP icon
39
Univest Financial
UVSP
$1.23B
$455K 0.52%
17,400
-25,200
-59% -$676K
MPB icon
40
Mid Penn Bancorp
MPB
$973M
$447K 0.51%
14,900
-13,100
-47% -$421K
LBAI
41
DELISTED
Lakeland Bancorp Inc
LBAI
$402K 0.46%
22,800
-53,523
-70% -$954K
SBNY
42
DELISTED
Signature Bank
SBNY
$346K 0.39%
3,000
+1,400
+88% +$192K
FSBC icon
43
Five Star Bancorp
FSBC
$1.01B
$336K 0.38%
12,347
– –
HWBK icon
44
Hawthorn Bancshares
HWBK
$267M
$327K 0.37%
15,642
-1,752
-10% -$38.1K
GABC icon
45
German American Bancorp
GABC
$1.93B
$172K 0.2%
4,599
– –
MCB icon
46
Metropolitan Bank Holding Corp
MCB
$1.15B
$117K 0.13%
2,000
– –
HWC icon
47
Hancock Whitney
HWC
$6.19B
$53K 0.06%
1,100
+400
+57% +$20.7K
CVBF icon
48
CVB Financial
CVBF
$4.02B
– –
-1,735
Closed -$44K
FFWM
49
DELISTED
First Foundation Inc
FFWM
– –
-25,200
Closed -$457K
MYFW icon
50
First Western Financial
MYFW
$306M
– –
-32,997
Closed -$813K
1
2
3

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River Oaks Capital's Q4 2022 Portfolio in Review

As of Q4 2022, River Oaks Capital held 51 positions worth $87.8M, down 4% from $91.5M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

River Oaks Capital withdrew a net $8.22M in Q4 2022, closing 4 positions and reducing 22 holdings. Its most notable exit was First Western Financial, an estimated $813K position sold in full.

By sector, the portfolio is most concentrated in Financials at 99% of assets, up from 99% a quarter earlier.

Against the trend, River Oaks Capital added an estimated $415K to First National Corp.

  • River Oaks Capital added most to First National Corp in Q4 2022, an estimated $415K increase.
  • River Oaks Capital's biggest Q4 2022 reduction was Center Bancorp, cutting an estimated $1.02M.
  • River Oaks Capital fully exited First Western Financial in Q4 2022, selling an estimated $813K.
  • River Oaks Capital's ten largest holdings make up 46% of its $87.8M portfolio in Q4 2022.
  • River Oaks Capital opened 0 new positions and closed 4 in Q4 2022.
  • River Oaks Capital's portfolio value fell 4% quarter-over-quarter to $87.8M.

Based on River Oaks Capital's 13F filing for Q4 2022, filed 3 Feb 2023.