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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$91.5M
AUM Growth
-$1.65M
Cap. Flow
-$481K
Cap. Flow %
-0.53%
Top 10 Hldgs %
43.77%
Holding
51
New
–
Increased
15
Reduced
17
Closed
–

Top Buys

Rank Stock Value
1
USCB icon
USCB Financial Holdings
USCB
+$615K
2
FRME icon
First Merchants
FRME
+$489K
3
CADE
Cadence Bank
CADE
+$401K
4
PLBC icon
Plumas Bancorp
PLBC
+$315K
5
FXNC icon
First National Corp
FXNC
+$94.8K

Top Sells

Rank Stock Value
1
CWBC
Community West BanCshares
CWBC
+$735K
2
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$656K
3
SFST icon
Southern First Bancshares
SFST
+$367K
4
MYFW icon
First Western Financial
MYFW
+$226K
5
UVSP icon
Univest Financial
UVSP
+$157K

Sector Composition

Rank Sector Weight
1 Financials 98.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
26
DELISTED
PacWest Bancorp
PACW
$1.36M 1.48%
60,000
+500
+0.8% +$13.5K
TOWN icon
27
Towne Bank
TOWN
$3.48B
$1.34M 1.47%
50,000
– –
CZWI icon
28
Citizens Community Bancorp
CZWI
$212M
$1.27M 1.38%
104,088
– –
LBAI
29
DELISTED
Lakeland Bancorp Inc
LBAI
$1.22M 1.34%
76,323
-1,377
-2% -$21.9K
SMBC icon
30
Southern Missouri Bancorp
SMBC
$852M
$1.11M 1.22%
21,800
-300
-1% -$15.3K
UVSP icon
31
Univest Financial
UVSP
$1.22B
$1M 1.09%
42,600
-6,220
-13% -$157K
PEBK icon
32
Peoples Bancorp of North Carolina
PEBK
$227M
$952K 1.04%
38,400
-24,995
-39% -$656K
FRME icon
33
First Merchants
FRME
$2.69B
$940K 1.03%
24,300
+12,332
+103% +$489K
MYFW icon
34
First Western Financial
MYFW
$304M
$813K 0.89%
32,997
-8,280
-20% -$226K
MPB icon
35
Mid Penn Bancorp
MPB
$970M
$804K 0.88%
28,000
– –
CADE
36
DELISTED
Cadence Bank
CADE
$803K 0.88%
31,600
+15,600
+98% +$401K
ISTR icon
37
Investar Holding Corp
ISTR
$417M
$746K 0.82%
37,500
-6,424
-15% -$140K
CCB icon
38
Coastal Financial
CCB
$611M
$715K 0.78%
18,000
– –
FSBW icon
39
FS Bancorp
FSBW
$316M
$714K 0.78%
26,200
– –
TBBK icon
40
The Bancorp
TBBK
$2.81B
$558K 0.61%
25,400
+1,600
+7% +$37.1K
LMST
41
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$553K 0.6%
28,209
-2,591
-8% -$50.6K
CWBC
42
DELISTED
Community West BanCshares
CWBC
$523K 0.57%
37,500
-52,500
-58% -$735K
FFWM
43
DELISTED
First Foundation Inc
FFWM
$457K 0.5%
25,200
-5,140
-17% -$102K
HWBK icon
44
Hawthorn Bancshares
HWBK
$266M
$366K 0.4%
17,394
-204
-1% -$4.85K
FXNC icon
45
First National Corp
FXNC
$287M
$362K 0.4%
23,655
+5,516
+30% +$94.8K
FSBC icon
46
Five Star Bancorp
FSBC
$1,000M
$350K 0.38%
12,347
– –
SBNY
47
DELISTED
Signature Bank
SBNY
$242K 0.26%
1,600
+400
+33% +$72.7K
GABC icon
48
German American Bancorp
GABC
$1.91B
$164K 0.18%
4,599
– –
MCB icon
49
Metropolitan Bank Holding Corp
MCB
$1.15B
$129K 0.14%
2,000
+700
+54% +$49.6K
CVBF icon
50
CVB Financial
CVBF
$3.96B
$44K 0.05%
1,735
– –
1
2
3

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River Oaks Capital's Q3 2022 Portfolio in Review

As of Q3 2022, River Oaks Capital held 51 positions worth $91.5M, down 1.8% from $93.2M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 0%. River Oaks Capital opened no new positions and made no exits, leaving the 51-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 99% of assets, up from 98% a quarter earlier.

  • River Oaks Capital added most to USCB Financial Holdings in Q3 2022, an estimated $615K increase.
  • River Oaks Capital's biggest Q3 2022 reduction was Community West BanCshares, cutting an estimated $735K.
  • River Oaks Capital's ten largest holdings make up 44% of its $91.5M portfolio in Q3 2022.
  • River Oaks Capital opened 0 new positions and closed 0 in Q3 2022.
  • River Oaks Capital's portfolio value fell 1.8% quarter-over-quarter to $91.5M.

Based on River Oaks Capital's 13F filing for Q3 2022, filed 4 Nov 2022.