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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-2.64%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$103M
AUM Growth
-$5.15M
Cap. Flow
-$738K
Cap. Flow %
-0.72%
Top 10 Hldgs %
44.19%
Holding
56
New
1
Increased
12
Reduced
19
Closed
3

Top Buys

Rank Stock Value
1
OSBC icon
Old Second Bancorp
OSBC
+$2.75M
2
UNTY icon
Unity Bancorp
UNTY
+$1.04M
3
SMMF
Summit Financial Group, Inc.
SMMF
+$346K
4
EFSC icon
Enterprise Financial Services Corp
EFSC
+$285K
5
FBIZ icon
First Business Financial Services
FBIZ
+$156K

Top Sells

Rank Stock Value
1
STXB
Spirit of Texas Bancshares, Inc. Common Stock
STXB
+$2M
2
ISTR icon
Investar Holding Corp
ISTR
+$840K
3
HMNF
HMN Financial Inc
HMNF
+$819K
4
FISI icon
Financial Institutions
FISI
+$722K
5
UBSI icon
United Bankshares
UBSI
+$421K

Sector Composition

Rank Sector Weight
1 Financials 97.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBFC
26
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1.74M 1.69%
32,665
– –
CZWI icon
27
Citizens Community Bancorp
CZWI
$212M
$1.57M 1.53%
104,088
-712
-0.7% -$10.7K
TOWN icon
28
Towne Bank
TOWN
$3.46B
$1.5M 1.45%
50,000
-900
-2% -$28.3K
MYFW icon
29
First Western Financial
MYFW
$303M
$1.42M 1.38%
45,499
-501
-1% -$16.3K
UVSP icon
30
Univest Financial
UVSP
$1.22B
$1.31M 1.27%
48,820
-5,835
-11% -$171K
CWBC
31
DELISTED
Community West BanCshares
CWBC
$1.26M 1.23%
90,000
-486
-0.5% -$6.76K
LBAI
32
DELISTED
Lakeland Bancorp Inc
LBAI
$1.25M 1.22%
75,000
– –
SMBC icon
33
Southern Missouri Bancorp
SMBC
$847M
$1.1M 1.07%
22,100
– –
ISTR icon
34
Investar Holding Corp
ISTR
$411M
$947K 0.92%
49,600
-43,318
-47% -$840K
FSBW icon
35
FS Bancorp
FSBW
$316M
$768K 0.75%
24,770
+770
+3% +$25.1K
MPB icon
36
Mid Penn Bancorp
MPB
$968M
$751K 0.73%
28,000
-2,000
-7% -$58K
FFWM
37
DELISTED
First Foundation Inc
FFWM
$737K 0.72%
30,340
– –
CCB icon
38
Coastal Financial
CCB
$588M
$677K 0.66%
14,802
– –
TBBK icon
39
The Bancorp
TBBK
$2.73B
$674K 0.65%
23,800
– –
LEVL
40
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
$667K 0.65%
16,700
– –
LMST
41
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$660K 0.64%
31,560
– –
STXB
42
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$570K 0.55%
21,678
-69,922
-76% -$2M
HWBK icon
43
Hawthorn Bancshares
HWBK
$264M
$556K 0.54%
23,795
-651
-3% -$15.6K
USCB icon
44
USCB Financial Holdings
USCB
$399M
$554K 0.54%
38,665
– –
CADE
45
DELISTED
Cadence Bank
CADE
$468K 0.45%
16,000
– –
FXNC icon
46
First National Corp
FXNC
$283M
$381K 0.37%
18,139
– –
FSBC icon
47
Five Star Bancorp
FSBC
$995M
$349K 0.34%
12,347
+1,847
+18% +$55.7K
SBNY
48
DELISTED
Signature Bank
SBNY
$323K 0.31%
1,100
– –
IBTX
49
DELISTED
Independent Bank Group, Inc.
IBTX
$228K 0.22%
3,200
-860
-21% -$65.4K
GABC icon
50
German American Bancorp
GABC
$1.91B
$175K 0.17%
4,599
– –
1
2
3

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River Oaks Capital's Q1 2022 Portfolio in Review

As of Q1 2022, River Oaks Capital held 56 positions worth $103M, down 4.8% from $108M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

River Oaks Capital's Q1 2022 filing shows 1 new, 12 increased, 19 reduced and 3 closed positions. Its largest new stake was CVB Financial: 1,735 shares worth $40K. The largest sale was Spirit of Texas Bancshares, Inc. Common Stock, an estimated $2M.

By sector, the portfolio is most concentrated in Financials at 98% of assets, down from 98% a quarter earlier.

  • River Oaks Capital's largest Q1 2022 buy was CVB Financial: 1,735 shares worth $40K.
  • River Oaks Capital added most to Old Second Bancorp in Q1 2022, an estimated $2.75M increase.
  • River Oaks Capital's biggest Q1 2022 reduction was Spirit of Texas Bancshares, Inc. Common Stock, cutting an estimated $2M.
  • River Oaks Capital fully exited HMN Financial Inc in Q1 2022, selling an estimated $819K.
  • River Oaks Capital's ten largest holdings make up 44% of its $103M portfolio in Q1 2022.
  • River Oaks Capital opened 1 new position and closed 3 in Q1 2022.
  • River Oaks Capital's portfolio value fell 4.8% quarter-over-quarter to $103M.

Based on River Oaks Capital's 13F filing for Q1 2022, filed 22 Apr 2022.