ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Return 13.55%
This Quarter Return
-2.64%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$103M
AUM Growth
-$5.15M
Cap. Flow
-$453K
Cap. Flow %
-0.44%
Top 10 Hldgs %
44.19%
Holding
56
New
1
Increased
12
Reduced
19
Closed
3

Top Buys

1
OSBC icon
Old Second Bancorp
OSBC
$2.85M
2
UNTY icon
Unity Bancorp
UNTY
$1.02M
3
SMMF
Summit Financial Group, Inc.
SMMF
$330K
4
EFSC icon
Enterprise Financial Services Corp
EFSC
$274K
5
FBIZ icon
First Business Financial Services
FBIZ
$159K

Top Sells

1
STXB
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$1.84M
2
ISTR icon
Investar Holding Corp
ISTR
$827K
3
HMNF
HMN Financial Inc
HMNF
$819K
4
FISI icon
Financial Institutions
FISI
$678K
5
UBSI icon
United Bankshares
UBSI
$405K

Sector Composition

1 Financials 97.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VBFC
26
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1.74M 1.69%
32,665
– –
CZWI icon
27
Citizens Community Bancorp
CZWI
$162M
$1.57M 1.53%
104,088
-712
-0.7% -$10.8K
TOWN icon
28
Towne Bank
TOWN
$2.85B
$1.5M 1.45%
50,000
-900
-2% -$26.9K
MYFW icon
29
First Western Financial
MYFW
$218M
$1.42M 1.38%
45,499
-501
-1% -$15.7K
UVSP icon
30
Univest Financial
UVSP
$910M
$1.31M 1.27%
48,820
-5,835
-11% -$156K
CWBC
31
DELISTED
Community West BanCshares
CWBC
$1.26M 1.23%
90,000
-486
-0.5% -$6.81K
LBAI
32
DELISTED
Lakeland Bancorp Inc
LBAI
$1.25M 1.22%
75,000
– –
SMBC icon
33
Southern Missouri Bancorp
SMBC
$651M
$1.1M 1.07%
22,100
– –
ISTR icon
34
Investar Holding Corp
ISTR
$230M
$947K 0.92%
49,600
-43,318
-47% -$827K
FSBW icon
35
FS Bancorp
FSBW
$321M
$768K 0.75%
24,770
+770
+3% +$23.9K
MPB icon
36
Mid Penn Bancorp
MPB
$692M
$751K 0.73%
28,000
-2,000
-7% -$53.6K
FFWM icon
37
First Foundation Inc
FFWM
$497M
$737K 0.72%
30,340
– –
CCB icon
38
Coastal Financial
CCB
$1.73B
$677K 0.66%
14,802
– –
TBBK icon
39
The Bancorp
TBBK
$3.49B
$674K 0.65%
23,800
– –
LEVL
40
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
$667K 0.65%
16,700
– –
LMST
41
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$660K 0.64%
31,560
– –
STXB
42
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$570K 0.55%
21,678
-69,922
-76% -$1.84M
HWBK icon
43
Hawthorn Bancshares
HWBK
$219M
$556K 0.54%
23,795
-651
-3% -$15.2K
USCB icon
44
USCB Financial Holdings
USCB
$346M
$554K 0.54%
38,665
– –
CADE icon
45
Cadence Bank
CADE
$7.02B
$468K 0.45%
16,000
– –
FXNC icon
46
First National Corp
FXNC
$210M
$381K 0.37%
18,139
– –
FSBC icon
47
Five Star Bancorp
FSBC
$702M
$349K 0.34%
12,347
+1,847
+18% +$52.2K
SBNY
48
DELISTED
Signature Bank
SBNY
$323K 0.31%
1,100
– –
IBTX
49
DELISTED
Independent Bank Group, Inc.
IBTX
$228K 0.22%
3,200
-860
-21% -$61.3K
GABC icon
50
German American Bancorp
GABC
$1.55B
$175K 0.17%
4,599
– –
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