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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$108M
AUM Growth
–
Cap. Flow
+$107M
Cap. Flow %
99.23%
Top 10 Hldgs %
43.64%
Holding
55
New
55
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
WAL icon
Western Alliance Bancorporation
WAL
+$7.53M
2
SFST icon
Southern First Bancshares
SFST
+$7.18M
3
CNOB icon
Center Bancorp
CNOB
+$4.55M
4
SFBS
ServisFirst Bancshares
SFBS
+$4.53M
5
ORRF icon
Orrstown Financial Services
ORRF
+$4.35M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 97.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTR icon
26
Investar Holding Corp
ISTR
$410M
$1.71M 1.58%
+92,918
New +$1.74M
UVSP icon
27
Univest Financial
UVSP
$1.22B
$1.64M 1.51%
+54,655
New +$1.59M
TOWN icon
28
Towne Bank
TOWN
$3.47B
$1.61M 1.49%
+50,900
New +$1.62M
CZWI icon
29
Citizens Community Bancorp
CZWI
$211M
$1.44M 1.34%
+104,800
New +$1.44M
LBAI
30
DELISTED
Lakeland Bancorp Inc
LBAI
$1.42M 1.32%
+75,000
New +$1.38M
MYFW icon
31
First Western Financial
MYFW
$301M
$1.4M 1.29%
+46,000
New +$1.38M
OSBC icon
32
Old Second Bancorp
OSBC
$1.27B
$1.32M 1.22%
+105,000
New +$1.38M
CWBC
33
DELISTED
Community West BanCshares
CWBC
$1.21M 1.12%
+90,486
New +$1.18M
SMBC icon
34
Southern Missouri Bancorp
SMBC
$843M
$1.15M 1.07%
+22,100
New +$1.15M
MPB icon
35
Mid Penn Bancorp
MPB
$968M
$952K 0.88%
+30,000
New +$890K
UNTY icon
36
Unity Bancorp
UNTY
$586M
$897K 0.83%
+34,170
New +$880K
HMNF
37
DELISTED
HMN Financial Inc
HMNF
$819K 0.76%
+33,195
New +$794K
FSBW icon
38
FS Bancorp
FSBW
$316M
$807K 0.75%
+24,000
New +$822K
FFWM
39
DELISTED
First Foundation Inc
FFWM
$754K 0.7%
+30,340
New +$808K
CCB icon
40
Coastal Financial
CCB
$589M
$749K 0.69%
+14,802
New +$613K
LEVL
41
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
$659K 0.61%
+16,700
New +$596K
TBBK icon
42
The Bancorp
TBBK
$2.75B
$602K 0.56%
+23,800
New +$686K
LMST
43
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$589K 0.55%
+31,560
New +$587K
HWBK icon
44
Hawthorn Bancshares
HWBK
$264M
$586K 0.54%
+24,446
New +$549K
USCB icon
45
USCB Financial Holdings
USCB
$399M
$542K 0.5%
+38,665
New +$535K
CADE
46
DELISTED
Cadence Bank
CADE
$477K 0.44%
+16,000
New +$483K
FXNC icon
47
First National Corp
FXNC
$281M
$417K 0.39%
+18,139
New +$413K
SBNY
48
DELISTED
Signature Bank
SBNY
$356K 0.33%
+1,100
New +$343K
FSBC icon
49
Five Star Bancorp
FSBC
$995M
$315K 0.29%
+10,500
New +$295K
IBTX
50
DELISTED
Independent Bank Group, Inc.
IBTX
$293K 0.27%
+4,060
New +$294K
1
2
3

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River Oaks Capital's Q4 2021 Portfolio in Review

Q4 2021 is the first quarter with a 13F filing on record for River Oaks Capital, which disclosed 55 positions worth $108M. Its ten largest holdings account for 44% of the portfolio.

Its largest position is Western Alliance Bancorporation: 66,900 shares worth $7.2M.

By sector, the portfolio is most concentrated in Financials at 98% of assets.

  • River Oaks Capital's largest Q4 2021 buy was Western Alliance Bancorporation: 66,900 shares worth $7.2M.
  • River Oaks Capital's ten largest holdings make up 44% of its $108M portfolio in Q4 2021.
  • River Oaks Capital disclosed 55 positions in Q4 2021, its first 13F filing on record.

Based on River Oaks Capital's 13F filing for Q4 2021, filed 3 Feb 2022.