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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.5M
AUM Growth
-$240K
Cap. Flow
+$1.07M
Cap. Flow %
1.13%
Top 10 Hldgs %
47.52%
Holding
57
New
8
Increased
6
Reduced
23
Closed
5

Top Buys

Rank Stock Value
1
ALRS icon
Alerus Financial
ALRS
+$2.53M
2
GABC icon
German American Bancorp
GABC
+$1.68M
3
MRBK icon
Meridian
MRBK
+$1.09M
4
TCF
TCF Financial Corporation Common Stock
TCF
+$883K
5
BKJ
Bancorp of New Jersey, Inc.
BKJ
+$737K

Top Sells

Rank Stock Value
1
CZFC
Citizens First Corporation
CZFC
+$2.11M
2
TOWN icon
Towne Bank
TOWN
+$962K
3
LTXB
LegacyTexas Financial Group Inc
LTXB
+$819K
4
SIVB
SVB Financial Group
SIVB
+$713K
5
FIBK icon
First Interstate BancSystem
FIBK
+$405K

Sector Composition

Rank Sector Weight
1 Financials 87.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKJ
26
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$1.45M 1.54%
86,100
+49,158
+133% +$737K
HWBK icon
27
Hawthorn Bancshares
HWBK
$265M
$1.3M 1.38%
63,874
-7,435
-10% -$152K
UVSP icon
28
Univest Financial
UVSP
$1.22B
$1.29M 1.37%
50,700
– –
SBT
29
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.29M 1.36%
132,058
-21,042
-14% -$205K
HTBK
30
DELISTED
Heritage Commerce
HTBK
$1.21M 1.28%
103,000
– –
CNOB icon
31
Center Bancorp
CNOB
$1.65B
$1.19M 1.25%
53,400
-3,280
-6% -$71.2K
SMBC icon
32
Southern Missouri Bancorp
SMBC
$854M
$1.13M 1.19%
30,900
-990
-3% -$33.5K
SSFN
33
DELISTED
Stewardship Financial Corp
SSFN
$1.12M 1.18%
71,560
– –
ZION icon
34
Zions Bancorporation
ZION
$10B
$922K 0.98%
20,700
– –
MPB icon
35
Mid Penn Bancorp
MPB
$957M
$862K 0.91%
33,626
-6,301
-16% -$158K
TCF
36
DELISTED
TCF Financial Corporation Common Stock
TCF
$845K 0.89%
+22,200
New +$883K
GWB
37
DELISTED
Great Western Bancorp, Inc.
GWB
$706K 0.75%
21,400
– –
BWB icon
38
Bridgewater Bancshares
BWB
$575M
$661K 0.7%
55,400
-9,000
-14% -$104K
FSBW icon
39
FS Bancorp
FSBW
$323M
$597K 0.63%
22,736
-1,576
-6% -$39K
LBAI
40
DELISTED
Lakeland Bancorp Inc
LBAI
$596K 0.63%
38,600
– –
HOMB icon
41
Home BancShares
HOMB
$6.21B
$491K 0.52%
26,100
-19,300
-43% -$361K
BOTJ icon
42
Bank Of The James
BOTJ
$123M
$440K 0.47%
33,880
-6,820
-17% -$90.2K
LEVL
43
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
$374K 0.4%
+15,500
New +$371K
FISI icon
44
Financial Institutions
FISI
$812M
$350K 0.37%
+11,600
New +$340K
BOKF icon
45
BOK Financial
BOKF
$8.58B
$309K 0.33%
3,900
– –
MYFW icon
46
First Western Financial
MYFW
$300M
$295K 0.31%
+17,267
New +$252K
FFBC icon
47
First Financial Bancorp
FFBC
$3.52B
$168K 0.18%
6,870
– –
VBFC
48
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$148K 0.16%
4,314
– –
RMBI icon
49
Richmond Mutual Bancorp
RMBI
$247M
$96K 0.1%
+6,870
New +$91.8K
CSTR
50
DELISTED
CapStar Financial Holdings, Inc
CSTR
$75K 0.08%
4,500
– –
1
2
3

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River Oaks Capital's Q3 2019 Portfolio in Review

As of Q3 2019, River Oaks Capital held 57 positions worth $94.5M, down 0.25% from $94.8M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

River Oaks Capital's Q3 2019 filing shows 8 new, 6 increased, 23 reduced and 5 closed positions. Its largest new stake was Alerus Financial: 115,500 shares worth $2.52M. The largest sale was Citizens First Corporation, an estimated $2.11M.

By sector, the portfolio is most concentrated in Financials at 87% of assets, down from 87% a quarter earlier.

  • River Oaks Capital's largest Q3 2019 buy was Alerus Financial: 115,500 shares worth $2.52M.
  • River Oaks Capital added most to Meridian in Q3 2019, an estimated $1.09M increase.
  • River Oaks Capital's biggest Q3 2019 reduction was Towne Bank, cutting an estimated $962K.
  • River Oaks Capital fully exited Citizens First Corporation in Q3 2019, selling an estimated $2.11M.
  • River Oaks Capital's ten largest holdings make up 48% of its $94.5M portfolio in Q3 2019.
  • River Oaks Capital opened 8 new positions and closed 5 in Q3 2019.
  • River Oaks Capital's portfolio value fell 0.25% quarter-over-quarter to $94.5M.

Based on River Oaks Capital's 13F filing for Q3 2019, filed 14 Nov 2019.