ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Return 13.55%
This Quarter Return
+10.72%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$91.8M
AUM Growth
+$8.15M
Cap. Flow
+$92K
Cap. Flow %
0.1%
Top 10 Hldgs %
44.73%
Holding
54
New
2
Increased
10
Reduced
20
Closed
3

Top Buys

1
VBTX icon
Veritex Holdings
VBTX
$2.36M
2
HTBK icon
Heritage Commerce
HTBK
$1.11M
3
FBMS
The First Bancshares, Inc.
FBMS
$525K
4
WAL icon
Western Alliance Bancorporation
WAL
$480K
5
ABCB icon
Ameris Bancorp
ABCB
$423K

Top Sells

1
GNBC
Green Bancorp, Inc
GNBC
$2.18M
2
FBIZ icon
First Business Financial Services
FBIZ
$620K
3
HOMB icon
Home BancShares
HOMB
$523K
4
TOWN icon
Towne Bank
TOWN
$332K
5
CNOB icon
Center Bancorp
CNOB
$238K

Sector Composition

1 Financials 86.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UVSP icon
26
Univest Financial
UVSP
$898M
$1.24M 1.35%
50,700
– –
CNOB icon
27
Center Bancorp
CNOB
$1.29B
$1.12M 1.22%
57,019
-12,081
-17% -$238K
HOMB icon
28
Home BancShares
HOMB
$5.88B
$1.12M 1.22%
63,500
-29,772
-32% -$523K
HTBK icon
29
Heritage Commerce
HTBK
$628M
$1.11M 1.21%
+92,000
New +$1.11M
LTXB
30
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.01M 1.1%
27,100
– –
SMBC icon
31
Southern Missouri Bancorp
SMBC
$648M
$982K 1.07%
31,890
-106
-0.3% -$3.26K
MPB icon
32
Mid Penn Bancorp
MPB
$695M
$978K 1.07%
39,927
– –
ZION icon
33
Zions Bancorporation
ZION
$8.34B
$940K 1.02%
20,700
– –
GWB
34
DELISTED
Great Western Bancorp, Inc.
GWB
$869K 0.95%
27,500
– –
TCBI icon
35
Texas Capital Bancshares
TCBI
$3.96B
$753K 0.82%
13,800
-3,900
-22% -$213K
BWB icon
36
Bridgewater Bancshares
BWB
$442M
$664K 0.72%
64,400
-20,900
-25% -$215K
SSFN
37
DELISTED
Stewardship Financial Corp
SSFN
$661K 0.72%
71,496
+5,496
+8% +$50.8K
FSBW icon
38
FS Bancorp
FSBW
$321M
$614K 0.67%
24,312
– –
LBAI
39
DELISTED
Lakeland Bancorp Inc
LBAI
$579K 0.63%
38,800
-5,891
-13% -$87.9K
FBMS
40
DELISTED
The First Bancshares, Inc.
FBMS
$525K 0.57%
+17,000
New +$525K
BOTJ icon
41
Bank Of The James
BOTJ
$70.4M
$508K 0.55%
40,700
-3,485
-8% -$43.5K
BKJ
42
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$494K 0.54%
36,942
– –
AMTB icon
43
Amerant Bancorp
AMTB
$888M
$456K 0.5%
32,700
-1,500
-4% -$20.9K
MRBK icon
44
Meridian
MRBK
$177M
$451K 0.49%
50,000
– –
BOKF icon
45
BOK Financial
BOKF
$7.18B
$318K 0.35%
3,900
– –
CWBC
46
Community West Bancshares
CWBC
$406M
$293K 0.32%
15,000
-10,550
-41% -$206K
FBIZ icon
47
First Business Financial Services
FBIZ
$433M
$236K 0.26%
11,800
-31,000
-72% -$620K
JPM icon
48
JPMorgan Chase
JPM
$809B
$202K 0.22%
2,000
-500
-20% -$50.5K
FFBC icon
49
First Financial Bancorp
FFBC
$2.5B
$165K 0.18%
6,870
– –
VBFC
50
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$143K 0.16%
4,314
– –
1
2
3