Parallax Volatility Advisers’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Parallax Volatility Advisers’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2691
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2937
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3162
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3224
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2885
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2483
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2912
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4249
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2460
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2803
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3890
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3395
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3199
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2821
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2874
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3190
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3270
2015 Q2	$0	Hold	1	–	–	﹤0.01%	4006
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4724
2014 Q4	$0	Buy	+1	New	+$28	﹤0.01%	5271

Other funds holding FNY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Parallax Volatility Advisers's FNY Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FNY in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 73 funds tracked by Wall St. Rank hold FNY as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Mid Cap Growth AlphaDEX Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $0 in Q2 2019.
73 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.