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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+27.26%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.21B
AUM Growth
-$44.1M
Cap. Flow
-$583M
Cap. Flow %
-18.18%
Top 10 Hldgs %
55.32%
Holding
109
New
11
Increased
19
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
RH icon
RH
RH
+$41.7M
2
SPB icon
Spectrum Brands
SPB
+$19.8M
3
RDNT icon
RadNet
RDNT
+$13.6M
4
IMXI icon
International Money Express
IMXI
+$10.5M
5
RC
Ready Capital
RC
+$9.92M

Top Sells

Rank Stock Value
1
QURE icon
uniQure
QURE
+$42.9M
2
CDXS icon
Codexis
CDXS
+$23M
3
VAC icon
Marriott Vacations Worldwide
VAC
+$16.3M
4
OZK icon
Bank OZK
OZK
+$11.4M
5
ORM
Owens Realty Mortgage, Inc.
ORM
+$11.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.06%
2 Consumer Discretionary 6.9%
3 Financials 6.03%
4 Industrials 5.85%
5 Technology 5.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
101
Bank OZK
OZK
$5.61B
– –
-500,000
Closed -$11.4M
RLGT icon
102
Radiant Logistics
RLGT
$395M
– –
-525,300
Closed -$2.23M
SHOE
103
PUT
Shoe Station Group
SHOE
$428M
– –
-539,800
Closed -$9.04M
SPY icon
104
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-250,000
Closed -$62.5M
CCXI
105
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-623,338
Closed -$6.8M
FTACU
106
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
– –
-842,730
Closed -$8.43M
RRTS
107
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
– –
-37,927
Closed -$476K
ORM
108
DELISTED
Owens Realty Mortgage, Inc.
ORM
– –
-603,282
Closed -$11.3M
DDE
109
DELISTED
Dover Downs Gaming & Entertain
DDE
– –
-1,161,233
Closed -$3.22M
1 2 3 4
5

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Nantahala Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Nantahala Capital Management held 109 positions worth $3.21B, down 1.4% from $3.25B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Nantahala Capital Management withdrew a net $583M in Q1 2019, closing 18 positions and reducing 40 holdings. Its most notable exit was Bank OZK, an estimated $11.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Nantahala Capital Management opened a new position in Spectrum Brands worth $20.3M.

  • Nantahala Capital Management's largest Q1 2019 buy was Spectrum Brands: 371,150 shares worth $20.3M.
  • Nantahala Capital Management added most to RH in Q1 2019, an estimated $41.7M increase.
  • Nantahala Capital Management's biggest Q1 2019 reduction was uniQure, cutting an estimated $42.9M.
  • Nantahala Capital Management fully exited Bank OZK in Q1 2019, selling an estimated $11.4M.
  • Nantahala Capital Management's ten largest holdings make up 55% of its $3.21B portfolio in Q1 2019.
  • Nantahala Capital Management opened 11 new positions and closed 18 in Q1 2019.
  • Nantahala Capital Management's portfolio value fell 1.4% quarter-over-quarter to $3.21B.

Based on Nantahala Capital Management's 13F filing for Q1 2019, filed 15 May 2019.