NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+10.14%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.28B
AUM Growth
+$244M
Cap. Flow
+$96.7M
Cap. Flow %
7.58%
Top 10 Hldgs %
49.32%
Holding
84
New
8
Increased
24
Reduced
7
Closed
3

Top Buys

1
WRLD icon
World Acceptance Corp
WRLD
+$14.6M
2
AKBA icon
Akebia Therapeutics
AKBA
+$11.3M
3
IOVA icon
Iovance Biotherapeutics
IOVA
+$10.6M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
+$10M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$9.26M

Top Sells

1
SIGA icon
SIGA Technologies
SIGA
+$21M
2
CGNT
Cogentix Medical, Inc.
CGNT
+$14M
3
AGS
PlayAGS
AGS
+$9.28M
4
QURE icon
uniQure
QURE
+$3.15M
5
THC icon
Tenet Healthcare
THC
+$1.83M

Sector Composition

1 Healthcare 34.88%
2 Financials 15.99%
3 Industrials 13.3%
4 Technology 11.13%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SSKN icon
51
Strata Skin Sciences
SSKN
$7.26M
$4.26M 0.17%
+207,858
New +$4.26M
RFL icon
52
Rafael Holdings
RFL
$47M
$4.05M 0.16%
+447,267
New +$4.05M
SRL icon
53
Scully Royalty
SRL
$77.8M
$3.99M 0.16%
674,555
+144,816
+27% +$857K
DVD
54
DELISTED
Dover Motorsports
DVD
$3.88M 0.16%
1,725,789
– –
LINC icon
55
Lincoln Educational Services
LINC
$619M
$3.76M 0.15%
2,159,705
– –
DDE
56
DELISTED
Dover Downs Gaming & Entertain
DDE
$3.36M 0.14%
1,886,458
– –
TA
57
DELISTED
TravelCenters of America LLC
TA
$2.66M 0.11%
151,880
+16,655
+12% +$291K
STRM
58
DELISTED
Streamline Health Solutions
STRM
$2.57M 0.1%
117,353
– –
SHLD
59
DELISTED
Sears Holding Corporation
SHLD
$2.49M 0.1%
1,052,490
– –
RLGT icon
60
Radiant Logistics
RLGT
$304M
$2.05M 0.08%
525,300
– –
TISI icon
61
Team
TISI
$87.6M
$1.4M 0.06%
+6,040
New +$1.4M
SAVA icon
62
Cassava Sciences
SAVA
$103M
$1.33M 0.05%
647,053
– –
KSPN
63
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$629K 0.03%
36,132
-39,336
-52% -$685K
FNTEW
64
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$400K 0.02%
249,999
– –
RBCAA icon
65
Republic Bancorp
RBCAA
$1.51B
$334K 0.01%
7,371
– –
ADT icon
66
ADT
ADT
$7.07B
– –
0
– –
AGS
67
DELISTED
PlayAGS
AGS
– –
-399,158
Closed -$9.28M
CRMT icon
68
America's Car Mart
CRMT
$297M
– –
-16,348
Closed -$825K
EXAS icon
69
Exact Sciences
EXAS
$10.2B
– –
0
– –
F icon
70
Ford
F
$46.5B
– –
0
– –
GM icon
71
General Motors
GM
$55.4B
– –
0
– –
HCA icon
72
HCA Healthcare
HCA
$97.8B
– –
0
– –
HRB icon
73
H&R Block
HRB
$6.97B
– –
0
– –
IBB icon
74
iShares Biotechnology ETF
IBB
$5.76B
– –
0
– –
IWM icon
75
iShares Russell 2000 ETF
IWM
$67.9B
– –
0
– –
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