NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Est. Return 32.9%
This Quarter Est. Return
1 Year Est. Return
+32.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.28B
AUM Growth
+$244M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
84
New
Increased
Reduced
Closed

Top Buys

1
+$14.6M
2
+$11.3M
3
+$10.6M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
+$10M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$9.26M

Top Sells

1
+$21M
2
+$14M
3
+$9.28M
4
QURE icon
uniQure
QURE
+$3.15M
5
THC icon
Tenet Healthcare
THC
+$1.83M

Sector Composition

1 Healthcare 34.88%
2 Financials 15.99%
3 Industrials 13.3%
4 Technology 11.13%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$4.26M 0.17%
+207,858
52
$4.05M 0.16%
+447,267
53
$3.99M 0.16%
674,555
+144,816
54
$3.88M 0.16%
1,725,789
55
$3.76M 0.15%
2,159,705
56
$3.36M 0.14%
1,886,458
57
$2.66M 0.11%
151,880
+16,655
58
$2.57M 0.1%
117,353
59
$2.49M 0.1%
1,052,490
60
$2.05M 0.08%
525,300
61
$1.4M 0.06%
+6,040
62
$1.33M 0.05%
647,053
63
$629K 0.03%
36,132
-39,336
64
$400K 0.02%
249,999
65
$334K 0.01%
7,371
66
– –
0
67
– –
-399,158
68
– –
-16,348
69
– –
0
70
– –
0
71
– –
0
72
– –
0
73
– –
0
74
– –
0
75
– –
0
1 2
3
4