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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+12.22%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$2.04B
AUM Growth
+$779M
Cap. Flow
+$584M
Cap. Flow %
28.65%
Top 10 Hldgs %
68.36%
Holding
73
New
10
Increased
31
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
LNW
Light & Wonder
LNW
+$17.4M
2
OSPRU
Osprey Energy Acquisition Corp. Unit
OSPRU
+$10M
3
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
+$7.43M
4
AFI
Armstrong Flooring, Inc.
AFI
+$6.93M
5
ENT
Global Eagle Entertainment Inc.
ENT
+$6.35M

Top Sells

Rank Stock Value
1
AKBA icon
Akebia Therapeutics
AKBA
+$12M
2
FCFS icon
FirstCash
FCFS
+$10.7M
3
CCN
CardConnect Corp.
CCN
+$10.2M
4
TBBK icon
The Bancorp
TBBK
+$9.61M
5
DLB icon
Dolby
DLB
+$6.71M

Sector Composition

Rank Sector Weight
1 Financials 6.61%
2 Healthcare 5.56%
3 Consumer Discretionary 5.37%
4 Technology 4.86%
5 Industrials 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMMS
51
DELISTED
Emmis Communications Corp
EMMS
$3.63M 0.18%
1,162,900
– –
DVD
52
DELISTED
Dover Motorsports
DVD
$3.54M 0.17%
1,725,789
– –
CRMT icon
53
America's Car Mart
CRMT
$26.9M
$3.47M 0.17%
84,348
+134
+0.2% +$5.2K
TAX
54
DELISTED
Liberty Tax, Inc. Class A
TAX
$3.36M 0.16%
233,198
+215,707
+1,233% +$3M
RLGT icon
55
Radiant Logistics
RLGT
$395M
$3.27M 0.16%
616,400
– –
TLYS icon
56
Tilly's
TLYS
$128M
$2.69M 0.13%
+224,239
New +$2.34M
STRM
57
DELISTED
Streamline Health Solutions
STRM
$2.59M 0.13%
117,353
– –
UTI icon
58
Universal Technical Institute
UTI
$1.59B
$2.32M 0.11%
667,946
– –
DNOW icon
59
DNOW Inc
DNOW
$2.99B
$2.07M 0.1%
+150,000
New +$2.04M
DDE
60
DELISTED
Dover Downs Gaming & Entertain
DDE
$1.63M 0.08%
1,579,641
+130,082
+9% +$135K
SRL icon
61
Scully Royalty
SRL
$87.1M
$1.48M 0.07%
157,930
+90,334
+134% +$806K
FLNA
62
Filana Therapeutics
FLNA
$48.1M
$1.41M 0.07%
347,053
+3
+0% +$11
LEE icon
63
Lee Enterprises
LEE
$182M
$1.03M 0.05%
47,000
+29,291
+165% +$589K
EPM icon
64
Evolution Petroleum
EPM
$131M
$940K 0.05%
130,615
-432,556
-77% -$3.28M
FNTEW
65
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$317K 0.02%
+249,999
New +$330K
RBCAA icon
66
Republic Bancorp
RBCAA
$1.95B
$287K 0.01%
7,371
– –
CTRN icon
67
Citi Trends
CTRN
$605M
– –
-293,206
Closed -$6.22M
EZPW icon
68
Ezcorp Inc
EZPW
$1.71B
– –
-386,494
Closed -$2.98M
FBK icon
69
FB Financial Corp
FBK
$3.04B
– –
-50,000
Closed -$1.81M
STRL icon
70
Sterling Infrastructure
STRL
$16.7B
– –
-257,604
Closed -$3.37M
FNTEU
71
DELISTED
FinTech Acquisition Corp. II Unit
FNTEU
– –
-499,998
Closed -$5.2M
FALC
72
DELISTED
FalconStor Software Inc
FALC
– –
-2,841,368
Closed -$737K
CCN
73
DELISTED
CardConnect Corp.
CCN
– –
-675,926
Closed -$10.2M
1 2
3

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Nantahala Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Nantahala Capital Management held 73 positions worth $2.04B, up 62% from $1.26B the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Nantahala Capital Management deployed $584M of net new capital in Q3 2017, opening 10 new positions and adding to 31 existing holdings. Its largest new stake was Light & Wonder: 500,000 shares worth $22.9M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Akebia Therapeutics, an estimated $12M trimmed.

  • Nantahala Capital Management's largest Q3 2017 buy was Light & Wonder: 500,000 shares worth $22.9M.
  • Nantahala Capital Management added most to Ascent Capital Group, Inc. Series A in Q3 2017, an estimated $7.43M increase.
  • Nantahala Capital Management's biggest Q3 2017 reduction was Akebia Therapeutics, cutting an estimated $12M.
  • Nantahala Capital Management fully exited CardConnect Corp. in Q3 2017, selling an estimated $10.2M.
  • Nantahala Capital Management's ten largest holdings make up 68% of its $2.04B portfolio in Q3 2017.
  • Nantahala Capital Management opened 10 new positions and closed 7 in Q3 2017.
  • Nantahala Capital Management's portfolio value rose 62% quarter-over-quarter to $2.04B.

Based on Nantahala Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.