We are live on ! Find out more
NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$963M
AUM Growth
+$134M
Cap. Flow
+$37.1M
Cap. Flow %
3.85%
Top 10 Hldgs %
58.75%
Holding
67
New
8
Increased
23
Reduced
17
Closed
8

Top Buys

Rank Stock Value
1
ONDK
On Deck Capital, Inc.
ONDK
+$4.81M
2
SCLN
Sciclone Pharmaceuticals Inc
SCLN
+$3.99M
3
DLB icon
Dolby
DLB
+$3.86M
4
LXFR icon
Luxfer Holdings
LXFR
+$3.8M
5
VAC icon
Marriott Vacations Worldwide
VAC
+$3.01M

Top Sells

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$12.7M
2
LNW
Light & Wonder
LNW
+$12.1M
3
SODA
SodaStream International Ltd
SODA
+$8.96M
4
CTRN icon
Citi Trends
CTRN
+$7.56M
5
CRMT icon
America's Car Mart
CRMT
+$7.36M

Sector Composition

Rank Sector Weight
1 Financials 13.96%
2 Consumer Discretionary 12.98%
3 Healthcare 11.1%
4 Industrials 6.94%
5 Energy 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALC
51
DELISTED
FalconStor Software Inc
FALC
$1.46M 0.15%
3,235,818
-156,500
-5% -$108K
CCNWW
52
DELISTED
CardConnect Corp. Warrants
CCNWW
$1.42M 0.15%
447,363
– –
DDE
53
DELISTED
Dover Downs Gaming & Entertain
DDE
$1.31M 0.14%
1,276,311
+15,058
+1% +$16.4K
FBK icon
54
FB Financial Corp
FBK
$3.04B
$1.3M 0.13%
50,000
– –
ONIT
55
CALL
Onity Group
ONIT
$332M
$1M 0.1%
12,400
– –
SRL icon
56
Scully Royalty
SRL
$87.1M
$659K 0.07%
67,596
– –
RBCAA icon
57
Republic Bancorp
RBCAA
$1.95B
$291K 0.03%
7,371
-144,287
-95% -$5M
CRMT icon
58
America's Car Mart
CRMT
$26.9M
– –
-202,350
Closed -$7.36M
CXW icon
59
CALL
CoreCivic
CXW
$3.19B
– –
-157,400
Closed -$2.18M
CZR icon
60
CALL
Caesars Entertainment
CZR
$6.14B
– –
-190,500
Closed -$2.68M
PRTA icon
61
PUT
Prothena Corp
PRTA
$450M
– –
-229,000
Closed -$13.7M
SRPT icon
62
CALL
Sarepta Therapeutics
SRPT
$1.77B
– –
-150,000
Closed -$9.21M
TA
63
DELISTED
TravelCenters of America LLC
TA
– –
-30,502
Closed -$1.09M
FCRE
64
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-276,958
Closed -$357K
CAS
65
DELISTED
A M Castle & Co
CAS
– –
-134,764
Closed -$108K
1 2
3

Similar funds

TAM
Timucuan Asset Management Jacksonville, Florida $2.72B AUM 4.95% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
NB
Nicolet Bankshares Green Bay, Wisconsin $2.71B AUM 17.55% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
BCM
Bowie Capital Management Richardson, Texas $2.71B AUM 5.42% 1-Year Est. Return
SCM
Shaolin Capital Management Miami, Florida $2.71B AUM 64.57% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
GC
Giverny Capital Montreal, Quebec, Canada $2.73B AUM 14.09% 1-Year Est. Return

Nantahala Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Nantahala Capital Management held 67 positions worth $963M, up 16% from $829M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management deployed $37.1M of net new capital in Q4 2016, opening 8 new positions and adding to 23 existing holdings. Its largest new stake was Marriott Vacations Worldwide: 40,000 shares worth $3.39M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Yahoo Inc, an estimated $12.7M trimmed.

  • Nantahala Capital Management's largest Q4 2016 buy was Marriott Vacations Worldwide: 40,000 shares worth $3.39M.
  • Nantahala Capital Management added most to On Deck Capital, Inc. in Q4 2016, an estimated $4.81M increase.
  • Nantahala Capital Management's biggest Q4 2016 reduction was Yahoo Inc, cutting an estimated $12.7M.
  • Nantahala Capital Management fully exited America's Car Mart in Q4 2016, selling an estimated $7.36M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $963M portfolio in Q4 2016.
  • Nantahala Capital Management opened 8 new positions and closed 8 in Q4 2016.
  • Nantahala Capital Management's portfolio value rose 16% quarter-over-quarter to $963M.

Based on Nantahala Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.