NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+3.32%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$365M
AUM Growth
+$7.55M
Cap. Flow
-$48.4M
Cap. Flow %
-13.24%
Top 10 Hldgs %
38.12%
Holding
87
New
9
Increased
28
Reduced
13
Closed
11

Top Buys

1
CASH icon
Pathward Financial
CASH
$7.42M
2
QADA
QAD Inc.
QADA
$5.92M
3
FCFS icon
FirstCash
FCFS
$4.89M
4
STLA icon
Stellantis
STLA
$4.08M
5
ARQL
Arqule Inc
ARQL
$3.88M

Top Sells

1
LTM
LIFE TIME FITNESS INC
LTM
$13.5M
2
VER
VEREIT, Inc.
VER
$9.5M
3
PGTI
PGT, Inc.
PGTI
$8.43M
4
BIRT
ACTUATE CORPORATION
BIRT
$7.83M
5
CSBK
Clifton Bancorp Inc.
CSBK
$6.62M

Sector Composition

1 Consumer Discretionary 26.95%
2 Financials 14.44%
3 Healthcare 12.56%
4 Technology 6.36%
5 Consumer Staples 5.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FULL
51
DELISTED
Full Circle Capital Corporation
FULL
$525K 0.09%
149,055
-259,265
-63% -$913K
DDE
52
DELISTED
Dover Downs Gaming & Entertain
DDE
$232K 0.04%
+198,636
New +$232K
AL icon
53
Air Lease Corp
AL
$7.12B
– –
0
– –
GLD icon
54
SPDR Gold Trust
GLD
$112B
– –
0
– –
IBB icon
55
iShares Biotechnology ETF
IBB
$5.8B
– –
0
– –
IWM icon
56
iShares Russell 2000 ETF
IWM
$67.8B
– –
0
– –
IYR icon
57
iShares US Real Estate ETF
IYR
$3.76B
– –
-2
Closed –
JAZZ icon
58
Jazz Pharmaceuticals
JAZZ
$7.86B
– –
0
– –
SPY icon
59
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
– –
UPBD icon
60
Upbound Group
UPBD
$1.47B
– –
0
– –
URI icon
61
United Rentals
URI
$62.7B
– –
0
– –
WRLD icon
62
World Acceptance Corp
WRLD
$942M
– –
0
– –
XBI icon
63
SPDR S&P Biotech ETF
XBI
$5.39B
– –
0
– –
ONIT
64
Onity Group Inc.
ONIT
$341M
– –
-27,353
Closed -$6.2M
LL
65
DELISTED
LL Flooring Holdings, Inc.
LL
– –
0
– –
CONN
66
DELISTED
Conn's Inc.
CONN
– –
0
– –
PGTI
67
DELISTED
PGT, Inc.
PGTI
– –
-875,731
Closed -$8.43M
VER
68
DELISTED
VEREIT, Inc.
VER
– –
-210,000
Closed -$9.5M
PIR
69
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-11,805
Closed -$3.64M
DF
70
DELISTED
Dean Foods Company
DF
– –
0
– –
SHOS
71
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-133,789
Closed -$1.76M
BID
72
DELISTED
Sotheby's
BID
– –
0
– –
KERX
73
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
0
– –
SHLD
74
DELISTED
Sears Holding Corporation
SHLD
– –
0
– –
ADNC
75
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
– –
-115,941
Closed -$510K
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