We are live on ! Find out more
NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$601M
AUM Growth
-$111M
Cap. Flow
-$146M
Cap. Flow %
-24.23%
Top 10 Hldgs %
46.64%
Holding
97
New
13
Increased
32
Reduced
18
Closed
22

Top Buys

Rank Stock Value
1
CASH icon
Pathward Financial
CASH
+$6.62M
2
FCFS icon
FirstCash
FCFS
+$5.22M
3
QADA
QAD Inc.
QADA
+$5.22M
4
LNW
Light & Wonder
LNW
+$4.45M
5
ESI
ITT EDUCATIONAL SERVICES INC
ESI
+$3.62M

Top Sells

Rank Stock Value
1
LTM
LIFE TIME FITNESS INC
LTM
+$11.5M
2
VER
VEREIT, Inc.
VER
+$9.5M
3
PGTI
PGT, Inc.
PGTI
+$8.43M
4
BIRT
Actuate Corp
BIRT
+$7.83M
5
CSBK
Clifton Bancorp Inc.
CSBK
+$6.62M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.37%
2 Financials 8.77%
3 Healthcare 7.63%
4 Technology 3.86%
5 Consumer Staples 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRC icon
51
NRC Health Common Stock
NRC
$450M
$2.94M 0.49%
204,273
– –
WHF icon
52
WhiteHorse Finance
WHF
$146M
$2.86M 0.48%
230,515
+113,002
+96% +$1.37M
RLH
53
DELISTED
Red Lions Hotel Corporation
RLH
$2.83M 0.47%
424,647
-161,728
-28% -$1.06M
KERX
54
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$2.66M 0.44%
209,000
– –
DVD
55
DELISTED
Dover Motorsports
DVD
$2.52M 0.42%
1,063,569
+104,417
+11% +$259K
CVO
56
DELISTED
Cenevo, Inc.
CVO
$2.38M 0.4%
138,845
+6,698
+5% +$108K
MDW
57
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$2.19M 0.36%
7,143,441
+1,032,314
+17% +$640K
CSH
58
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$2.18M 0.36%
+93,676
New +$2.08M
JAZZ icon
59
PUT
Jazz Pharmaceuticals
JAZZ
$16.7B
$2.16M 0.36%
12,500
– –
CROX icon
60
CALL
Crocs
CROX
$6.55B
$2.09M 0.35%
176,900
+10,000
+6% +$112K
EMMS
61
DELISTED
Emmis Communications Corp
EMMS
$2.02M 0.34%
270,730
+66,974
+33% +$497K
LL
62
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$1.42M 0.24%
+46,000
New +$2.35M
SODA
63
CALL
DELISTED
SodaStream International Ltd
SODA
$1.32M 0.22%
65,000
– –
ONIT
64
CALL
Onity Group
ONIT
$332M
$1.24M 0.21%
+10,000
New +$1.34M
UTI icon
65
Universal Technical Institute
UTI
$1.59B
$1.06M 0.18%
+110,316
New +$1.02M
SGYP
66
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$657K 0.11%
+142,209
New +$462K
ZVO
67
CALL
DELISTED
Zovio Inc. Common Stock
ZVO
$627K 0.1%
65,000
-302,000
-82% -$3.04M
ADEP
68
DELISTED
Adept Technology Inc
ADEP
$624K 0.1%
101,509
-282,500
-74% -$2.08M
FULL
69
DELISTED
Full Circle Capital Corporation
FULL
$525K 0.09%
149,055
-259,265
-63% -$1.09M
DDE
70
DELISTED
Dover Downs Gaming & Entertain
DDE
$232K 0.04%
+198,636
New +$206K
GLD icon
71
PUT
SPDR Gold Trust
GLD
$142B
– –
-245,500
Closed -$27.9M
IBB icon
72
PUT
iShares Biotechnology ETF
IBB
$9.71B
– –
-123,900
Closed -$12.5M
IYR icon
73
iShares US Real Estate ETF
IYR
$4.57B
– –
-2
Closed –
IYR icon
74
PUT
iShares US Real Estate ETF
IYR
$4.57B
– –
-20,000
Closed -$1.54M
UPBD icon
75
CALL
Upbound Group
UPBD
$1.16B
– –
-42,900
Closed -$1.56M
1 2
3
4

Similar funds

TAM
Timucuan Asset Management Jacksonville, Florida $2.72B AUM 4.95% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
NB
Nicolet Bankshares Green Bay, Wisconsin $2.71B AUM 17.55% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
BCM
Bowie Capital Management Richardson, Texas $2.71B AUM 5.42% 1-Year Est. Return
SCM
Shaolin Capital Management Miami, Florida $2.71B AUM 64.57% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
GC
Giverny Capital Montreal, Quebec, Canada $2.73B AUM 14.09% 1-Year Est. Return

Nantahala Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Nantahala Capital Management held 97 positions worth $601M, down 16% from $713M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Nantahala Capital Management withdrew a net $146M in Q1 2015, closing 22 positions and reducing 18 holdings. Its most notable exit was VEREIT, Inc., an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Nantahala Capital Management opened a new position in Pathward Financial worth $7.42M.

  • Nantahala Capital Management's largest Q1 2015 buy was Pathward Financial: 560,130 shares worth $7.42M.
  • Nantahala Capital Management added most to QAD Inc. in Q1 2015, an estimated $5.22M increase.
  • Nantahala Capital Management's biggest Q1 2015 reduction was LIFE TIME FITNESS INC, cutting an estimated $11.5M.
  • Nantahala Capital Management fully exited VEREIT, Inc. in Q1 2015, selling an estimated $9.5M.
  • Nantahala Capital Management's ten largest holdings make up 47% of its $601M portfolio in Q1 2015.
  • Nantahala Capital Management opened 13 new positions and closed 22 in Q1 2015.
  • Nantahala Capital Management's portfolio value fell 16% quarter-over-quarter to $601M.

Based on Nantahala Capital Management's 13F filing for Q1 2015, filed 15 May 2015.