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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+6.15%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$713M
AUM Growth
-$102M
Cap. Flow
-$188M
Cap. Flow %
-26.45%
Top 10 Hldgs %
44.43%
Holding
114
New
14
Increased
36
Reduced
25
Closed
30

Top Buys

Rank Stock Value
1
VER
VEREIT, Inc.
VER
+$10.3M
2
ONIT
Onity Group
ONIT
+$8.91M
3
FLNA
Filana Therapeutics
FLNA
+$4.3M
4
RM icon
Regional Management Corp
RM
+$3.33M
5
TBBK icon
The Bancorp
TBBK
+$3.21M

Top Sells

Rank Stock Value
1
LEN.B icon
Lennar Class B
LEN.B
+$10.3M
2
LTRPA
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
+$6.3M
3
FNF icon
Fidelity National Financial
FNF
+$6.14M
4
URI icon
United Rentals
URI
+$5.71M
5
STC icon
Stewart Information Services
STC
+$5.05M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.46%
2 Financials 7.61%
3 Healthcare 4.5%
4 Industrials 2.39%
5 Technology 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLH
51
DELISTED
Red Lions Hotel Corporation
RLH
$3.72M 0.52%
586,375
-35,064
-6% -$204K
PIR
52
DELISTED
Pier 1 Imports, Inc.
PIR
$3.64M 0.51%
11,805
+305
+3% +$81.2K
QADB
53
DELISTED
QAD Inc. Class B
QADB
$3.61M 0.51%
192,240
+8,756
+5% +$154K
FLNA
54
Filana Therapeutics
FLNA
$48.1M
$3.53M 0.5%
+248,206
New +$4.3M
CAS
55
DELISTED
A M Castle & Co
CAS
$3.44M 0.48%
+430,492
New +$3.14M
ADEP
56
DELISTED
Adept Technology Inc
ADEP
$3.33M 0.47%
384,009
-24,100
-6% -$192K
DLB icon
57
Dolby
DLB
$5.79B
$3.26M 0.46%
75,672
-5,800
-7% -$246K
RM icon
58
CALL
Regional Management Corp
RM
$303M
$3.24M 0.45%
+205,000
New +$3.06M
GDEN
59
DELISTED
Golden Entertainment
GDEN
$2.99M 0.42%
445,028
+71,091
+19% +$528K
KERX
60
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$2.96M 0.42%
+209,000
New +$3.24M
NRC icon
61
NRC Health Common Stock
NRC
$450M
$2.86M 0.4%
204,273
+2,000
+1% +$29.4K
CONN
62
CALL
DELISTED
Conn's Inc.
CONN
$2.8M 0.39%
+150,000
New +$4.23M
QADA
63
DELISTED
QAD Inc.
QADA
$2.65M 0.37%
117,184
– –
DVD
64
DELISTED
Dover Motorsports
DVD
$2.46M 0.35%
959,152
+12,000
+1% +$29K
BID
65
CALL
DELISTED
Sotheby's
BID
$2.4M 0.34%
55,600
-4,400
-7% -$174K
CVO
66
DELISTED
Cenevo, Inc.
CVO
$2.22M 0.31%
+132,147
New +$2.2M
LINC icon
67
Lincoln Educational Services
LINC
$1.3B
$2.17M 0.3%
775,530
+173,235
+29% +$515K
CROX icon
68
CALL
Crocs
CROX
$6.55B
$2.08M 0.29%
166,900
-189,800
-53% -$2.35M
JAZZ icon
69
PUT
Jazz Pharmaceuticals
JAZZ
$16.7B
$2.05M 0.29%
+12,500
New +$2.07M
FULL
70
DELISTED
Full Circle Capital Corporation
FULL
$1.85M 0.26%
408,320
-66,500
-14% -$367K
SHOS
71
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$1.76M 0.25%
133,789
+30,800
+30% +$426K
UPBD icon
72
CALL
Upbound Group
UPBD
$1.16B
$1.56M 0.22%
+42,900
New +$1.38M
IYR icon
73
PUT
iShares US Real Estate ETF
IYR
$4.57B
$1.54M 0.22%
20,000
-60,000
-75% -$4.49M
EMMS
74
DELISTED
Emmis Communications Corp
EMMS
$1.43M 0.2%
203,756
+115,423
+131% +$865K
WHF icon
75
WhiteHorse Finance
WHF
$146M
$1.36M 0.19%
+117,513
New +$1.46M
1 2
3
4 5

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Nantahala Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Nantahala Capital Management held 114 positions worth $713M, down 13% from $815M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Nantahala Capital Management withdrew a net $188M in Q4 2014, closing 30 positions and reducing 25 holdings. Its most notable exit was Liberty TripAdvisor Holdings, Inc. Series A, an estimated $6.3M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Nantahala Capital Management opened a new position in VEREIT, Inc. worth $9.5M.

  • Nantahala Capital Management's largest Q4 2014 buy was VEREIT, Inc.: 210,000 shares worth $9.5M.
  • Nantahala Capital Management added most to Regional Management Corp in Q4 2014, an estimated $3.33M increase.
  • Nantahala Capital Management's biggest Q4 2014 reduction was Lennar Class B, cutting an estimated $10.3M.
  • Nantahala Capital Management fully exited Liberty TripAdvisor Holdings, Inc. Series A in Q4 2014, selling an estimated $6.3M.
  • Nantahala Capital Management's ten largest holdings make up 44% of its $713M portfolio in Q4 2014.
  • Nantahala Capital Management opened 14 new positions and closed 30 in Q4 2014.
  • Nantahala Capital Management's portfolio value fell 13% quarter-over-quarter to $713M.

Based on Nantahala Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.