We are live on ! Find out more
NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+12.22%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$2.04B
AUM Growth
+$779M
Cap. Flow
+$584M
Cap. Flow %
28.65%
Top 10 Hldgs %
68.36%
Holding
73
New
10
Increased
31
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
LNW
Light & Wonder
LNW
+$17.4M
2
OSPRU
Osprey Energy Acquisition Corp. Unit
OSPRU
+$10M
3
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
+$7.43M
4
AFI
Armstrong Flooring, Inc.
AFI
+$6.93M
5
ENT
Global Eagle Entertainment Inc.
ENT
+$6.35M

Top Sells

Rank Stock Value
1
AKBA icon
Akebia Therapeutics
AKBA
+$12M
2
FCFS icon
FirstCash
FCFS
+$10.7M
3
CCN
CardConnect Corp.
CCN
+$10.2M
4
TBBK icon
The Bancorp
TBBK
+$9.61M
5
DLB icon
Dolby
DLB
+$6.71M

Sector Composition

Rank Sector Weight
1 Financials 6.61%
2 Healthcare 5.56%
3 Consumer Discretionary 5.37%
4 Technology 4.86%
5 Industrials 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ
26
CALL
DELISTED
Hertz Global Holdings, Inc.
HTZ
$17.9M 0.88%
920,800
+345,300
+60% +$5.44M
PETS icon
27
PUT
PetMed Express
PETS
$42.1M
$13.3M 0.65%
400,000
+200,000
+100% +$8.14M
ZVO
28
DELISTED
Zovio Inc. Common Stock
ZVO
$12.3M 0.6%
1,278,682
-114,907
-8% -$1.19M
ARQL
29
DELISTED
Arqule Inc
ARQL
$11.4M 0.56%
10,239,751
+100
+0% +$115
JMBA
30
DELISTED
Jamba, Inc.
JMBA
$11.3M 0.55%
1,303,929
+359,800
+38% +$3.19M
ORM
31
DELISTED
Owens Realty Mortgage, Inc.
ORM
$11.1M 0.55%
611,878
-35,435
-5% -$613K
MDCO
32
CALL
DELISTED
Medicines Co
MDCO
$11.1M 0.54%
300,000
– –
QURE icon
33
uniQure
QURE
$3.15B
$10.8M 0.53%
1,119,883
+12,400
+1% +$99.8K
OSPRU
34
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$9.96M 0.49%
+1,000,000
New +$10M
AVXS
35
PUT
DELISTED
AveXis, Inc. Common Stock
AVXS
$9.67M 0.47%
100,000
– –
ONDK
36
DELISTED
On Deck Capital, Inc.
ONDK
$9.34M 0.46%
1,999,020
– –
CGNT
37
DELISTED
Cogentix Medical, Inc.
CGNT
$9.32M 0.46%
3,639,853
+5,588
+0.2% +$12.2K
ASCMA
38
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$9.04M 0.44%
693,504
+558,677
+414% +$7.43M
SYRE icon
39
Spyre Therapeutics
SYRE
$9.12B
$7.9M 0.39%
64,116
+400
+0.6% +$37.5K
SHLD
40
CALL
DELISTED
Sears Holding Corporation
SHLD
$7.3M 0.36%
1,000,000
– –
GME icon
41
PUT
GameStop
GME
$8.63B
$6.2M 0.3%
1,200,000
– –
DLB icon
42
CALL
Dolby
DLB
$5.71B
$5.75M 0.28%
+100,000
New +$5.24M
ZVO
43
CALL
DELISTED
Zovio Inc. Common Stock
ZVO
$5.28M 0.26%
+550,000
New +$5.71M
NATR icon
44
Nature's Sunshine
NATR
$358M
$5.19M 0.25%
510,989
+197,175
+63% +$2.23M
LINC icon
45
Lincoln Educational Services
LINC
$1.25B
$5.08M 0.25%
2,029,877
-68,500
-3% -$203K
CCXI
46
DELISTED
ChemoCentryx, Inc.
CCXI
$5.03M 0.25%
677,779
+72,426
+12% +$602K
IMXI icon
47
International Money Express
IMXI
$367M
$4.9M 0.24%
+499,998
New +$4.89M
SHOS
48
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$4.02M 0.2%
1,575,051
+529,815
+51% +$1.15M
ELVT
49
DELISTED
Elevate Credit, Inc.
ELVT
$3.65M 0.18%
596,900
-28,100
-4% -$201K
KSPN
50
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$3.64M 0.18%
91,047
-226
-0.2% -$8.34K
1
2
3

Similar funds

TAM
Timucuan Asset Management Jacksonville, Florida $2.72B AUM 4.95% 1-Year Est. Return
FNF
Fidelity National Financial Jacksonville, Florida $2.72B AUM 29.3% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
NB
Nicolet Bankshares Green Bay, Wisconsin $2.71B AUM 17.55% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
BCM
Bowie Capital Management Richardson, Texas $2.71B AUM 5.42% 1-Year Est. Return
SCM
Shaolin Capital Management Miami, Florida $2.71B AUM 64.57% 1-Year Est. Return

Nantahala Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Nantahala Capital Management held 73 positions worth $2.04B, up 62% from $1.26B the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Nantahala Capital Management deployed $584M of net new capital in Q3 2017, opening 10 new positions and adding to 31 existing holdings. Its largest new stake was Light & Wonder: 500,000 shares worth $22.9M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Akebia Therapeutics, an estimated $12M trimmed.

  • Nantahala Capital Management's largest Q3 2017 buy was Light & Wonder: 500,000 shares worth $22.9M.
  • Nantahala Capital Management added most to Ascent Capital Group, Inc. Series A in Q3 2017, an estimated $7.43M increase.
  • Nantahala Capital Management's biggest Q3 2017 reduction was Akebia Therapeutics, cutting an estimated $12M.
  • Nantahala Capital Management fully exited CardConnect Corp. in Q3 2017, selling an estimated $10.2M.
  • Nantahala Capital Management's ten largest holdings make up 68% of its $2.04B portfolio in Q3 2017.
  • Nantahala Capital Management opened 10 new positions and closed 7 in Q3 2017.
  • Nantahala Capital Management's portfolio value rose 62% quarter-over-quarter to $2.04B.

Based on Nantahala Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.