NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+7.25%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$613M
AUM Growth
+$85.9M
Cap. Flow
+$15.3M
Cap. Flow %
2.51%
Top 10 Hldgs %
59.83%
Holding
66
New
9
Increased
15
Reduced
9
Closed
4

Top Buys

1
AABA
Altaba Inc. Common Stock
AABA
$60.6M
2
AFI
Armstrong Flooring, Inc.
AFI
$14.5M
3
ENT
Global Eagle Entertainment Inc.
ENT
$11.5M
4
JMBA
Jamba, Inc.
JMBA
$7.36M
5
LXFR icon
Luxfer Holdings
LXFR
$7.34M

Top Sells

1
YHOO
Yahoo Inc
YHOO
$44.1M
2
SCLN
Sciclone Pharmaceuticals Inc
SCLN
$18.5M
3
FCFS icon
FirstCash
FCFS
$15.9M
4
CTRN icon
Citi Trends
CTRN
$8.41M
5
ZVO
Zovio Inc. Common Stock
ZVO
$8.16M

Sector Composition

1 Financials 27.14%
2 Healthcare 16.58%
3 Technology 13.76%
4 Industrials 13.09%
5 Consumer Discretionary 12.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCXI
26
DELISTED
ChemoCentryx, Inc.
CCXI
$5.67M 0.45%
605,353
– –
FNTEU
27
DELISTED
FinTech Acquisition Corp. II Unit
FNTEU
$5.2M 0.41%
499,998
-2
-0% -$21
ELVT
28
DELISTED
Elevate Credit, Inc.
ELVT
$4.95M 0.39%
+625,000
New +$4.95M
EPM icon
29
Evolution Petroleum
EPM
$174M
$4.56M 0.36%
563,171
– –
NATR icon
30
Nature's Sunshine
NATR
$302M
$4.16M 0.33%
+313,814
New +$4.16M
DVD
31
DELISTED
Dover Motorsports
DVD
$3.62M 0.29%
1,725,789
– –
STRL icon
32
Sterling Infrastructure
STRL
$8.7B
$3.37M 0.27%
257,604
– –
RLGT icon
33
Radiant Logistics
RLGT
$305M
$3.32M 0.26%
616,400
-564,354
-48% -$3.04M
CRMT icon
34
America's Car Mart
CRMT
$299M
$3.28M 0.26%
84,214
– –
EMMS
35
DELISTED
Emmis Communications Corp
EMMS
$3.14M 0.25%
1,162,900
+34,207
+3% +$92.3K
EZPW icon
36
Ezcorp Inc
EZPW
$1.02B
$2.98M 0.24%
386,494
– –
KSPN
37
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$2.92M 0.23%
91,273
+2,692
+3% +$86.2K
SHOS
38
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$2.82M 0.22%
1,045,236
+556,260
+114% +$1.5M
UTI icon
39
Universal Technical Institute
UTI
$1.47B
$2.39M 0.19%
667,946
– –
ASCMA
40
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$2.07M 0.16%
+134,827
New +$2.07M
STRM
41
DELISTED
Streamline Health Solutions
STRM
$1.88M 0.15%
117,353
+18,938
+19% +$304K
FBK icon
42
FB Financial Corp
FBK
$2.89B
$1.81M 0.14%
50,000
– –
DDE
43
DELISTED
Dover Downs Gaming & Entertain
DDE
$1.61M 0.13%
1,449,559
+169,439
+13% +$188K
SAVA icon
44
Cassava Sciences
SAVA
$104M
$1.44M 0.11%
347,050
– –
FALC
45
DELISTED
FalconStor Software Inc
FALC
$737K 0.06%
2,841,368
– –
SRL icon
46
Scully Royalty
SRL
$80.8M
$602K 0.05%
67,596
– –
LEE icon
47
Lee Enterprises
LEE
$25.6M
$336K 0.03%
+17,709
New +$336K
RBCAA icon
48
Republic Bancorp
RBCAA
$1.5B
$263K 0.02%
7,371
– –
TAX
49
DELISTED
Liberty Tax, Inc. Class A
TAX
$227K 0.02%
+17,491
New +$227K
EXAS icon
50
Exact Sciences
EXAS
$10.2B
– –
0
– –
1
2
3