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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$963M
AUM Growth
+$134M
Cap. Flow
+$37.1M
Cap. Flow %
3.85%
Top 10 Hldgs %
58.75%
Holding
67
New
8
Increased
23
Reduced
17
Closed
8

Top Buys

Rank Stock Value
1
ONDK
On Deck Capital, Inc.
ONDK
+$4.81M
2
SCLN
Sciclone Pharmaceuticals Inc
SCLN
+$3.99M
3
DLB icon
Dolby
DLB
+$3.86M
4
LXFR icon
Luxfer Holdings
LXFR
+$3.8M
5
VAC icon
Marriott Vacations Worldwide
VAC
+$3.01M

Top Sells

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$12.7M
2
LNW
Light & Wonder
LNW
+$12.1M
3
SODA
SodaStream International Ltd
SODA
+$8.96M
4
CTRN icon
Citi Trends
CTRN
+$7.56M
5
CRMT icon
America's Car Mart
CRMT
+$7.36M

Sector Composition

Rank Sector Weight
1 Financials 13.96%
2 Consumer Discretionary 12.98%
3 Healthcare 11.1%
4 Industrials 6.94%
5 Energy 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RH icon
26
RH
RH
$3.71B
$11.2M 1.16%
364,376
+91,500
+34% +$2.96M
CZR icon
27
Caesars Entertainment
CZR
$6.14B
$10.7M 1.11%
628,893
+169,100
+37% +$2.37M
ALT icon
28
Altimmune
ALT
$599M
$10.4M 1.08%
10,673
– –
ONDK
29
DELISTED
On Deck Capital, Inc.
ONDK
$8.13M 0.84%
1,757,126
+1,028,562
+141% +$4.81M
RACE icon
30
Ferrari
RACE
$72.5B
$7.5M 0.78%
129,064
-60,518
-32% -$3.3M
CXW icon
31
PUT
CoreCivic
CXW
$3.19B
$7.34M 0.76%
300,000
-100,000
-25% -$1.91M
EPM icon
32
Evolution Petroleum
EPM
$131M
$6.88M 0.71%
688,282
-215,000
-24% -$1.8M
CGNT
33
DELISTED
Cogentix Medical, Inc.
CGNT
$6.3M 0.65%
3,132,384
-192,493
-6% -$393K
RLGT icon
34
Radiant Logistics
RLGT
$395M
$6.02M 0.63%
1,544,154
-56,511
-4% -$182K
KSPN
35
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$5.82M 0.6%
89,202
– –
CVSA
36
PUT
Covista Inc
CVSA
$4.8B
$4.68M 0.49%
+150,000
New +$4.06M
SHLD
37
CALL
DELISTED
Sears Holding Corporation
SHLD
$4.64M 0.48%
+500,000
New +$5.7M
LINC icon
38
Lincoln Educational Services
LINC
$1.3B
$4.56M 0.47%
2,373,899
+110,000
+5% +$209K
EZPW icon
39
Ezcorp Inc
EZPW
$1.71B
$4.12M 0.43%
386,494
-316,977
-45% -$3.42M
DVD
40
DELISTED
Dover Motorsports
DVD
$3.97M 0.41%
1,725,789
+496,000
+40% +$1.17M
CCXI
41
DELISTED
ChemoCentryx, Inc.
CCXI
$3.46M 0.36%
467,455
+1,015
+0.2% +$7.31K
VAC icon
42
Marriott Vacations Worldwide
VAC
$4.25B
$3.39M 0.35%
+40,000
New +$3.01M
EMG
43
DELISTED
Emergent Capital, Inc.
EMG
$2.43M 0.25%
2,010,970
+165,311
+9% +$337K
EMMS
44
DELISTED
Emmis Communications Corp
EMMS
$2.29M 0.24%
717,266
+353,173
+97% +$1.16M
QURE icon
45
uniQure
QURE
$3.22B
$2.24M 0.23%
+400,000
New +$2.69M
STRL icon
46
Sterling Infrastructure
STRL
$16.7B
$2.18M 0.23%
257,604
+131,267
+104% +$1.05M
UTI icon
47
Universal Technical Institute
UTI
$1.59B
$2M 0.21%
686,546
+655,721
+2,127% +$1.51M
FLNA
48
Filana Therapeutics
FLNA
$48.1M
$1.96M 0.2%
489,908
-63,068
-11% -$292K
STRM
49
DELISTED
Streamline Health Solutions
STRM
$1.84M 0.19%
98,004
+51,863
+112% +$1.3M
ONCE
50
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$1.5M 0.16%
+30,000
New +$1.61M
1
2
3

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Nantahala Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Nantahala Capital Management held 67 positions worth $963M, up 16% from $829M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management deployed $37.1M of net new capital in Q4 2016, opening 8 new positions and adding to 23 existing holdings. Its largest new stake was Marriott Vacations Worldwide: 40,000 shares worth $3.39M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Yahoo Inc, an estimated $12.7M trimmed.

  • Nantahala Capital Management's largest Q4 2016 buy was Marriott Vacations Worldwide: 40,000 shares worth $3.39M.
  • Nantahala Capital Management added most to On Deck Capital, Inc. in Q4 2016, an estimated $4.81M increase.
  • Nantahala Capital Management's biggest Q4 2016 reduction was Yahoo Inc, cutting an estimated $12.7M.
  • Nantahala Capital Management fully exited America's Car Mart in Q4 2016, selling an estimated $7.36M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $963M portfolio in Q4 2016.
  • Nantahala Capital Management opened 8 new positions and closed 8 in Q4 2016.
  • Nantahala Capital Management's portfolio value rose 16% quarter-over-quarter to $963M.

Based on Nantahala Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.