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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+6.15%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$713M
AUM Growth
-$102M
Cap. Flow
-$188M
Cap. Flow %
-26.45%
Top 10 Hldgs %
44.43%
Holding
114
New
14
Increased
36
Reduced
25
Closed
30

Top Buys

Rank Stock Value
1
VER
VEREIT, Inc.
VER
+$10.3M
2
ONIT
Onity Group
ONIT
+$8.91M
3
FLNA
Filana Therapeutics
FLNA
+$4.3M
4
RM icon
Regional Management Corp
RM
+$3.33M
5
TBBK icon
The Bancorp
TBBK
+$3.21M

Top Sells

Rank Stock Value
1
LEN.B icon
Lennar Class B
LEN.B
+$10.3M
2
LTRPA
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
+$6.3M
3
FNF icon
Fidelity National Financial
FNF
+$6.14M
4
URI icon
United Rentals
URI
+$5.71M
5
STC icon
Stewart Information Services
STC
+$5.05M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.46%
2 Financials 7.61%
3 Healthcare 4.5%
4 Industrials 2.39%
5 Technology 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRLD icon
26
CALL
World Acceptance Corp
WRLD
$873M
$7.95M 1.12%
+100,000
New +$7.38M
ORM
27
DELISTED
Owens Realty Mortgage, Inc.
ORM
$7.93M 1.11%
541,339
+90,839
+20% +$1.35M
BIRT
28
DELISTED
Actuate Corp
BIRT
$7.83M 1.1%
1,186,033
+176,333
+17% +$823K
KSPN
29
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$7.39M 1.04%
112,317
-96
-0.1% -$6.4K
CRWN
30
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$7.09M 1%
2,003,052
+213,558
+12% +$724K
CSBK
31
DELISTED
Clifton Bancorp Inc.
CSBK
$6.62M 0.93%
487,400
+5,900
+1% +$76.3K
ONIT
32
Onity Group
ONIT
$332M
$6.2M 0.87%
+27,353
New +$8.91M
BCOV
33
DELISTED
Brightcove, Inc.
BCOV
$5.92M 0.83%
760,304
+166,930
+28% +$1.06M
SXC icon
34
SunCoke Energy
SXC
$797M
$5.68M 0.8%
293,742
-112,700
-28% -$2.36M
EPM icon
35
Evolution Petroleum
EPM
$131M
$5.59M 0.78%
752,324
+7,670
+1% +$64.3K
URI icon
36
CALL
United Rentals
URI
$72.4B
$5.53M 0.78%
54,200
+4,200
+8% +$450K
VER
37
PUT
DELISTED
VEREIT, Inc.
VER
$5.45M 0.76%
120,420
– –
RLGT icon
38
Radiant Logistics
RLGT
$395M
$5.3M 0.74%
1,253,518
+145,325
+13% +$571K
SURG
39
DELISTED
SYNERGETICS USA, INC.
SURG
$5M 0.7%
1,149,144
+66,352
+6% +$238K
SODA
40
DELISTED
SodaStream International Ltd
SODA
$5M 0.7%
248,400
+58,400
+31% +$1.28M
RBCAA icon
41
Republic Bancorp
RBCAA
$1.95B
$4.91M 0.69%
198,735
+8,900
+5% +$213K
PERY
42
DELISTED
Perry Ellis International Inc
PERY
$4.74M 0.67%
182,857
-163,677
-47% -$3.76M
FALC
43
DELISTED
FalconStor Software Inc
FALC
$4.5M 0.63%
3,354,336
+133,850
+4% +$155K
CTRN icon
44
Citi Trends
CTRN
$605M
$4.31M 0.6%
170,545
-85,684
-33% -$1.96M
ALT icon
45
Altimmune
ALT
$599M
$4.2M 0.59%
7,728
+2,661
+53% +$1.37M
MDW
46
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$4.19M 0.59%
6,111,127
-470,549
-7% -$383K
ZVO
47
CALL
DELISTED
Zovio Inc. Common Stock
ZVO
$4.15M 0.58%
367,000
+300,000
+448% +$3.41M
LEN.B icon
48
Lennar Class B
LEN.B
$20.8B
$4.14M 0.58%
122,975
-316,020
-72% -$10.3M
TFSL icon
49
TFS Financial
TFSL
$4.93B
$4.04M 0.57%
271,187
-2,200
-0.8% -$32.5K
ESI
50
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$3.83M 0.54%
398,000
-262,000
-40% -$2.23M
1
2
3 4 5

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Nantahala Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Nantahala Capital Management held 114 positions worth $713M, down 13% from $815M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Nantahala Capital Management withdrew a net $188M in Q4 2014, closing 30 positions and reducing 25 holdings. Its most notable exit was Liberty TripAdvisor Holdings, Inc. Series A, an estimated $6.3M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Nantahala Capital Management opened a new position in VEREIT, Inc. worth $9.5M.

  • Nantahala Capital Management's largest Q4 2014 buy was VEREIT, Inc.: 210,000 shares worth $9.5M.
  • Nantahala Capital Management added most to Regional Management Corp in Q4 2014, an estimated $3.33M increase.
  • Nantahala Capital Management's biggest Q4 2014 reduction was Lennar Class B, cutting an estimated $10.3M.
  • Nantahala Capital Management fully exited Liberty TripAdvisor Holdings, Inc. Series A in Q4 2014, selling an estimated $6.3M.
  • Nantahala Capital Management's ten largest holdings make up 44% of its $713M portfolio in Q4 2014.
  • Nantahala Capital Management opened 14 new positions and closed 30 in Q4 2014.
  • Nantahala Capital Management's portfolio value fell 13% quarter-over-quarter to $713M.

Based on Nantahala Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.