We are live on ! Find out more
NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.34%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$447M
AUM Growth
+$15M
Cap. Flow
-$30.4M
Cap. Flow %
-6.8%
Top 10 Hldgs %
37.31%
Holding
99
New
17
Increased
19
Reduced
29
Closed
21

Top Buys

Rank Stock Value
1
CROX icon
Crocs
CROX
+$8.71M
2
NWSA icon
News Corp Class A
NWSA
+$8.61M
3
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$5.81M
4
BKS
Barnes & Noble
BKS
+$4.94M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$4.54M

Top Sells

Rank Stock Value
1
CTRN icon
Citi Trends
CTRN
+$7.82M
2
BCOV
Brightcove, Inc.
BCOV
+$5.58M
3
MESG
XURA INC COM (DE)
MESG
+$3.79M
4
LTM
LIFE TIME FITNESS INC
LTM
+$3.62M
5
DF
Dean Foods Company
DF
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.07%
2 Financials 7.37%
3 Industrials 5.15%
4 Materials 4.44%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RM icon
26
Regional Management Corp
RM
$303M
$6.18M 1.38%
194,217
-83,868
-30% -$2.38M
SPLS
27
CALL
DELISTED
Staples Inc
SPLS
$6.05M 1.36%
413,300
– –
CRWN
28
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$5.53M 1.24%
1,794,946
-73,431
-4% -$212K
TNGO
29
PUT
DELISTED
Tangoe, Inc.
TNGO
$5.36M 1.2%
+225,000
New +$4.38M
IWM icon
30
CALL
iShares Russell 2000 ETF
IWM
$83B
$5.33M 1.19%
50,000
-37,000
-43% -$3.83M
RBCAA icon
31
Republic Bancorp
RBCAA
$1.95B
$5.33M 1.19%
193,506
-112,908
-37% -$3.02M
APOL
32
CALL
DELISTED
Apollo Education Group Inc Class A
APOL
$5.24M 1.17%
251,700
– –
IRBT
33
DELISTED
iRobot
IRBT
$5.16M 1.16%
137,153
-69,520
-34% -$2.49M
BKS
34
DELISTED
Barnes & Noble
BKS
$5.15M 1.15%
606,870
+474,108
+357% +$4.94M
COLE
35
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$4.9M 1.1%
+400,000
New +$4.54M
SHOS
36
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$4.84M 1.08%
152,489
+29,987
+24% +$1.15M
SCLN
37
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$4.8M 1.07%
946,948
+18,739
+2% +$104K
FNF icon
38
Fidelity National Financial
FNF
$13.5B
$4.63M 1.04%
304,766
– –
CAS
39
DELISTED
A M Castle & Co
CAS
$4.48M 1%
278,084
-19,800
-7% -$320K
DLB icon
40
Dolby
DLB
$5.79B
$4.45M 1%
128,843
-52,040
-29% -$1.73M
HURC icon
41
Hurco Companies Inc
HURC
$143M
$3.88M 0.87%
150,127
-33,625
-18% -$956K
OUTR
42
DELISTED
OUTERWALL INC
OUTR
$3.85M 0.86%
+77,000
New +$4.53M
LTM
43
DELISTED
LIFE TIME FITNESS INC
LTM
$3.56M 0.8%
69,095
-70,000
-50% -$3.62M
CROX icon
44
CALL
Crocs
CROX
$6.55B
$3.42M 0.77%
+251,400
New +$3.65M
CDXS icon
45
Codexis
CDXS
$158M
$3.42M 0.76%
1,941,242
+125,643
+7% +$261K
FXEN
46
DELISTED
FX ENERGY INC
FXEN
$3.41M 0.76%
+994,445
New +$3.37M
ATVI
47
CALL
DELISTED
Activision Blizzard
ATVI
$3.34M 0.75%
+200,000
New +$3.31M
SIR
48
DELISTED
SELECT INCOME REIT
SIR
$3.1M 0.69%
+273,000
New +$3.11M
TUES
49
PUT
DELISTED
Tuesday Morning Corp
TUES
$3.06M 0.68%
+200,000
New +$2.47M
HW
50
DELISTED
Headwaters Inc
HW
$2.88M 0.64%
319,969
-281,861
-47% -$2.56M
1
2
3 4

Similar funds

TAM
Timucuan Asset Management Jacksonville, Florida $2.72B AUM 4.95% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
NB
Nicolet Bankshares Green Bay, Wisconsin $2.71B AUM 17.55% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
BCM
Bowie Capital Management Richardson, Texas $2.71B AUM 5.42% 1-Year Est. Return
SCM
Shaolin Capital Management Miami, Florida $2.71B AUM 64.57% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
GC
Giverny Capital Montreal, Quebec, Canada $2.73B AUM 14.09% 1-Year Est. Return

Nantahala Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nantahala Capital Management held 99 positions worth $447M, up 3.5% from $432M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nantahala Capital Management withdrew a net $30.4M in Q3 2013, closing 21 positions and reducing 29 holdings. Its most notable exit was Brightcove, Inc., an estimated $5.58M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, down from 18% a quarter earlier, followed by Financials and Industrials.

Against the trend, Nantahala Capital Management opened a new position in Crocs worth $8.16M.

  • Nantahala Capital Management's largest Q3 2013 buy was Crocs: 600,000 shares worth $8.16M.
  • Nantahala Capital Management added most to AUDIENCE INC COM STK (DE) in Q3 2013, an estimated $5.81M increase.
  • Nantahala Capital Management's biggest Q3 2013 reduction was Citi Trends, cutting an estimated $7.82M.
  • Nantahala Capital Management fully exited Brightcove, Inc. in Q3 2013, selling an estimated $5.58M.
  • Nantahala Capital Management's ten largest holdings make up 37% of its $447M portfolio in Q3 2013.
  • Nantahala Capital Management opened 17 new positions and closed 21 in Q3 2013.
  • Nantahala Capital Management's portfolio value rose 3.5% quarter-over-quarter to $447M.

Based on Nantahala Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.