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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+20.79%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$272M
AUM Growth
+$42.5M
Cap. Flow
+$3.59M
Cap. Flow %
1.32%
Top 10 Hldgs %
36.11%
Holding
99
New
11
Increased
29
Reduced
11
Closed
2

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.9M
2
FLIN icon
Franklin FTSE India ETF
FLIN
+$3.84M
3
HROW icon
Harrow
HROW
+$3.35M
4
FSLR icon
First Solar
FSLR
+$3.33M
5
ETON icon
Eton Pharmaceutcials
ETON
+$2.93M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$8.23M
2
ORCL icon
Oracle
ORCL
+$7.06M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$4.57M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
5
PLUS icon
ePlus
PLUS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 16.24%
2 Industrials 14.99%
3 Financials 10.62%
4 Materials 6.82%
5 Energy 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
76
PepsiCo
PEP
$187B
$371K 0.14%
2,640
– –
INTC icon
77
Intel
INTC
$478B
$356K 0.13%
+10,600
New +$257K
NI icon
78
NiSource
NI
$22B
$346K 0.13%
8,000
– –
META icon
79
Meta Platforms (Facebook)
META
$1.64T
$344K 0.13%
+468
New +$348K
CMCSA icon
80
Comcast
CMCSA
$85B
$343K 0.13%
10,913
+1,317
+14% +$44.1K
HD icon
81
Home Depot
HD
$338B
$340K 0.12%
838
+199
+31% +$78.2K
GEV icon
82
GE Vernova
GEV
$284B
$318K 0.12%
517
– –
PM icon
83
Philip Morris
PM
$301B
$308K 0.11%
1,900
– –
SPTS icon
84
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.08B
$290K 0.11%
9,900
– –
AXP icon
85
American Express
AXP
$242B
$289K 0.11%
870
– –
VUG icon
86
Vanguard Growth ETF
VUG
$221B
$288K 0.11%
3,600
– –
IBM icon
87
IBM
IBM
$200B
$268K 0.1%
950
– –
JNJ icon
88
Johnson & Johnson
JNJ
$609B
$267K 0.1%
1,440
– –
TSM icon
89
TSMC
TSM
$2.07T
$263K 0.1%
+941
New +$230K
CIEN icon
90
Ciena
CIEN
$53B
$252K 0.09%
+1,731
New +$176K
NEE icon
91
NextEra Energy
NEE
$185B
$230K 0.08%
+3,052
New +$223K
GILD icon
92
Gilead Sciences
GILD
$167B
$218K 0.08%
1,960
– –
KEY icon
93
KeyCorp
KEY
$25.4B
$215K 0.08%
11,500
– –
MDY icon
94
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$215K 0.08%
360
– –
WM icon
95
Waste Management
WM
$96.1B
$210K 0.08%
950
– –
PYPD icon
96
PolyPid
PYPD
$103M
$127K 0.05%
38,200
– –
ADAP
97
DELISTED
Adaptimmune Therapeutics
ADAP
$14.9K 0.01%
+114,264
New +$15.7K
PLUS icon
98
ePlus
PLUS
$2.33B
– –
-24,970
Closed -$1.8M
XBI icon
99
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-55,089
Closed -$4.57M
1 2 3
4

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NPI
New Perspectives Inc Ridgeland, Mississippi $289M AUM 17.42% 1-Year Est. Return
WCA
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PSA
Plum Street Advisors New Orleans, Louisiana $289M AUM 17.28% 1-Year Est. Return
RIA
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NWWA
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GIM
Goodlander Investment Management Dallas, Texas $289M AUM 225.62% 1-Year Est. Return
CAM
Costello Asset Management Feasterville, Pennsylvania $289M AUM 27.04% 1-Year Est. Return
WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return

Lumbard & Kellner's Q3 2025 Portfolio in Review

As of Q3 2025, Lumbard & Kellner held 99 positions worth $272M, up 19% from $229M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Lumbard & Kellner's Q3 2025 filing shows 11 new, 29 increased, 11 reduced and 2 closed positions. Its largest new stake was Franklin FTSE India ETF: 100,020 shares worth $3.73M. The largest sale was Bloom Energy, an estimated $8.23M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

  • Lumbard & Kellner's largest Q3 2025 buy was Franklin FTSE India ETF: 100,020 shares worth $3.73M.
  • Lumbard & Kellner added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.9M increase.
  • Lumbard & Kellner's biggest Q3 2025 reduction was Bloom Energy, cutting an estimated $8.23M.
  • Lumbard & Kellner fully exited State Street SPDR S&P Biotech ETF in Q3 2025, selling an estimated $4.57M.
  • Lumbard & Kellner's ten largest holdings make up 36% of its $272M portfolio in Q3 2025.
  • Lumbard & Kellner opened 11 new positions and closed 2 in Q3 2025.
  • Lumbard & Kellner's portfolio value rose 19% quarter-over-quarter to $272M.

Based on Lumbard & Kellner's 13F filing for Q3 2025, filed 12 Nov 2025.