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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+20.79%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$272M
AUM Growth
+$42.5M
Cap. Flow
+$3.59M
Cap. Flow %
1.32%
Top 10 Hldgs %
36.11%
Holding
99
New
11
Increased
29
Reduced
11
Closed
2

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.9M
2
FLIN icon
Franklin FTSE India ETF
FLIN
+$3.84M
3
HROW icon
Harrow
HROW
+$3.35M
4
FSLR icon
First Solar
FSLR
+$3.33M
5
ETON icon
Eton Pharmaceutcials
ETON
+$2.93M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$8.23M
2
ORCL icon
Oracle
ORCL
+$7.06M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$4.57M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
5
PLUS icon
ePlus
PLUS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 16.24%
2 Industrials 14.99%
3 Financials 10.62%
4 Materials 6.82%
5 Energy 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
51
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$1.05M 0.39%
42,987
-3,635
-8% -$88.4K
SGOV icon
52
iShares 0-3 Month Treasury Bond ETF
SGOV
$97.5B
$1.05M 0.39%
10,416
– –
GLD icon
53
SPDR Gold Trust
GLD
$130B
$1.02M 0.38%
2,880
+1,643
+133% +$524K
WELL icon
54
Welltower
WELL
$172B
$979K 0.36%
5,496
– –
XOM icon
55
ExxonMobil
XOM
$611B
$964K 0.35%
8,548
-265
-3% -$29.5K
VTV icon
56
Vanguard Value ETF
VTV
$186B
$912K 0.34%
4,893
– –
JOE icon
57
St. Joe Company
JOE
$3.48B
$840K 0.31%
16,986
+1,635
+11% +$82.4K
GDX icon
58
VanEck Gold Miners ETF
GDX
$21.8B
$816K 0.3%
+10,684
New +$643K
VT icon
59
Vanguard Total World Stock ETF
VT
$76.6B
$815K 0.3%
5,914
– –
UTI icon
60
Universal Technical Institute
UTI
$2.22B
$808K 0.3%
24,825
+6,090
+33% +$179K
KRE icon
61
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$749K 0.28%
11,840
+6,718
+131% +$424K
SPDW icon
62
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$744K 0.27%
17,381
+11,752
+209% +$487K
XLK icon
63
State Street Technology Select Sector SPDR ETF
XLK
$114B
$733K 0.27%
5,198
– –
UNH icon
64
UnitedHealth
UNH
$387B
$724K 0.27%
2,098
+98
+5% +$29.6K
HON icon
65
Honeywell
HON
$71.3B
$709K 0.26%
3,573
– –
PHYS icon
66
Sprott Physical Gold
PHYS
$14.4B
$706K 0.26%
23,831
+126
+0.5% +$3.35K
IVV icon
67
iShares Core S&P 500 ETF
IVV
$881B
$649K 0.24%
970
+364
+60% +$234K
EWW icon
68
iShares MSCI Mexico ETF
EWW
$1.87B
$636K 0.23%
9,326
– –
RTX icon
69
RTX Corp
RTX
$261B
$625K 0.23%
3,734
– –
BBCA icon
70
JPMorgan BetaBuilders Canada ETF
BBCA
$10.8B
$619K 0.23%
7,091
– –
GE icon
71
GE Aerospace
GE
$364B
$597K 0.22%
1,983
-102
-5% -$27.9K
XLU icon
72
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$556K 0.2%
12,756
+3,170
+33% +$134K
XLE icon
73
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$471K 0.17%
10,550
+750
+8% +$32.8K
FE icon
74
FirstEnergy
FE
$28.1B
$435K 0.16%
9,485
– –
MRK icon
75
Merck
MRK
$315B
$392K 0.14%
4,671
– –
1 2
3
4

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Lumbard & Kellner's Q3 2025 Portfolio in Review

As of Q3 2025, Lumbard & Kellner held 99 positions worth $272M, up 19% from $229M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Lumbard & Kellner's Q3 2025 filing shows 11 new, 29 increased, 11 reduced and 2 closed positions. Its largest new stake was Franklin FTSE India ETF: 100,020 shares worth $3.73M. The largest sale was Bloom Energy, an estimated $8.23M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

  • Lumbard & Kellner's largest Q3 2025 buy was Franklin FTSE India ETF: 100,020 shares worth $3.73M.
  • Lumbard & Kellner added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.9M increase.
  • Lumbard & Kellner's biggest Q3 2025 reduction was Bloom Energy, cutting an estimated $8.23M.
  • Lumbard & Kellner fully exited State Street SPDR S&P Biotech ETF in Q3 2025, selling an estimated $4.57M.
  • Lumbard & Kellner's ten largest holdings make up 36% of its $272M portfolio in Q3 2025.
  • Lumbard & Kellner opened 11 new positions and closed 2 in Q3 2025.
  • Lumbard & Kellner's portfolio value rose 19% quarter-over-quarter to $272M.

Based on Lumbard & Kellner's 13F filing for Q3 2025, filed 12 Nov 2025.