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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+20.79%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$272M
AUM Growth
+$42.5M
Cap. Flow
+$3.59M
Cap. Flow %
1.32%
Top 10 Hldgs %
36.11%
Holding
99
New
11
Increased
29
Reduced
11
Closed
2

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.9M
2
FLIN icon
Franklin FTSE India ETF
FLIN
+$3.84M
3
HROW icon
Harrow
HROW
+$3.35M
4
FSLR icon
First Solar
FSLR
+$3.33M
5
ETON icon
Eton Pharmaceutcials
ETON
+$2.93M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$8.23M
2
ORCL icon
Oracle
ORCL
+$7.06M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$4.57M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
5
PLUS icon
ePlus
PLUS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 16.24%
2 Industrials 14.99%
3 Financials 10.62%
4 Materials 6.82%
5 Energy 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBL icon
26
Jabil
JBL
$31.9B
$4.22M 1.55%
19,426
– –
GPRE icon
27
Green Plains
GPRE
$1.25B
$4.13M 1.52%
470,168
– –
SNOW icon
28
Snowflake
SNOW
$95B
$3.93M 1.45%
17,440
– –
ETON icon
29
Eton Pharmaceutcials
ETON
$1.14B
$3.83M 1.41%
+176,300
New +$2.93M
BRK.A icon
30
Berkshire Hathaway Class A
BRK.A
$1.06T
$3.77M 1.39%
5
– –
FLIN icon
31
Franklin FTSE India ETF
FLIN
$2.72B
$3.73M 1.37%
+100,020
New +$3.84M
VTI icon
32
Vanguard Total Stock Market ETF
VTI
$659B
$3.62M 1.33%
11,020
– –
EIDO icon
33
iShares MSCI Indonesia ETF
EIDO
$485M
$3.5M 1.29%
199,152
– –
QABA icon
34
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.7M
$3.24M 1.19%
57,755
– –
AAPL icon
35
Apple
AAPL
$4.82T
$3.16M 1.16%
12,401
+1,748
+16% +$395K
VEU icon
36
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.97M 1.09%
41,610
+3,234
+8% +$223K
BE icon
37
Bloom Energy
BE
$57.3B
$2.83M 1.04%
33,467
-177,285
-84% -$8.23M
PRU icon
38
Prudential Financial
PRU
$41.2B
$2.7M 0.99%
25,996
– –
FLKR icon
39
Franklin FTSE South Korea ETF
FLKR
$1.19B
$2.66M 0.98%
+98,588
New +$2.49M
CLIP icon
40
Global X 1-3 Month T-Bill ETF
CLIP
$2.6B
$2.4M 0.88%
23,937
-1,320
-5% -$132K
FIVN icon
41
FIVE9
FIVN
$1.95B
$2.13M 0.78%
88,046
-4,621
-5% -$122K
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.04M 0.75%
4,062
+1,021
+34% +$495K
SPY icon
43
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$1.95M 0.72%
2,932
– –
LLY icon
44
Eli Lilly
LLY
$1.04T
$1.92M 0.71%
2,520
– –
JPM icon
45
JPMorgan Chase
JPM
$905B
$1.32M 0.49%
4,184
– –
SPTM icon
46
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$1.16M 0.43%
14,330
+11,342
+380% +$881K
QQQ icon
47
Invesco QQQ Trust
QQQ
$466B
$1.12M 0.41%
1,865
– –
AMAT icon
48
Applied Materials
AMAT
$429B
$1.11M 0.41%
5,400
– –
ORCL icon
49
Oracle
ORCL
$350B
$1.08M 0.4%
3,840
-27,725
-88% -$7.06M
STNG icon
50
Scorpio Tankers
STNG
$3.91B
$1.07M 0.39%
19,020
– –
1
2
3 4

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Lumbard & Kellner's Q3 2025 Portfolio in Review

As of Q3 2025, Lumbard & Kellner held 99 positions worth $272M, up 19% from $229M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Lumbard & Kellner's Q3 2025 filing shows 11 new, 29 increased, 11 reduced and 2 closed positions. Its largest new stake was Franklin FTSE India ETF: 100,020 shares worth $3.73M. The largest sale was Bloom Energy, an estimated $8.23M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

  • Lumbard & Kellner's largest Q3 2025 buy was Franklin FTSE India ETF: 100,020 shares worth $3.73M.
  • Lumbard & Kellner added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.9M increase.
  • Lumbard & Kellner's biggest Q3 2025 reduction was Bloom Energy, cutting an estimated $8.23M.
  • Lumbard & Kellner fully exited State Street SPDR S&P Biotech ETF in Q3 2025, selling an estimated $4.57M.
  • Lumbard & Kellner's ten largest holdings make up 36% of its $272M portfolio in Q3 2025.
  • Lumbard & Kellner opened 11 new positions and closed 2 in Q3 2025.
  • Lumbard & Kellner's portfolio value rose 19% quarter-over-quarter to $272M.

Based on Lumbard & Kellner's 13F filing for Q3 2025, filed 12 Nov 2025.