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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+7.84%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$173M
AUM Growth
+$22M
Cap. Flow
+$11M
Cap. Flow %
6.37%
Top 10 Hldgs %
41.36%
Holding
65
New
9
Increased
15
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.08M
2
SO icon
Southern Company
SO
+$4.57M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$3.84M
4
CSCO icon
Cisco
CSCO
+$2.39M
5
FE icon
FirstEnergy
FE
+$2.39M

Top Sells

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$6.58M
2
T icon
AT&T
T
+$4.62M
3
FCX icon
Freeport-McMoran
FCX
+$2.49M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$217K
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$140K

Sector Composition

Rank Sector Weight
1 Energy 20.64%
2 Financials 15.08%
3 Industrials 8.06%
4 Technology 6.79%
5 Utilities 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHF icon
26
Brighthouse Financial
BHF
$3.76B
$2.92M 1.69%
55,220
-128
-0.2% -$6.36K
VEU icon
27
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.64M 1.53%
47,014
+705
+2% +$37.4K
AAPL icon
28
Apple
AAPL
$4.89T
$2.58M 1.49%
13,412
-257
-2% -$47.5K
FE icon
29
FirstEnergy
FE
$28.4B
$2.42M 1.4%
+65,960
New +$2.39M
PPL
30
PPL Corp
PPL
$27.4B
$2.29M 1.32%
+84,367
New +$2.14M
BRK.A icon
31
Berkshire Hathaway Class A
BRK.A
$1.06T
$2.17M 1.26%
4
– –
OI icon
32
O-I Glass
OI
$1.47B
$2.06M 1.19%
125,708
+1,793
+1% +$27.6K
STNG icon
33
Scorpio Tankers
STNG
$3.88B
$1.75M 1.01%
28,720
-360
-1% -$20.3K
SPDW icon
34
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$1.6M 0.93%
47,014
-540
-1% -$17.1K
MDC
35
DELISTED
M.D.C. Holdings, Inc.
MDC
$1.54M 0.89%
+27,794
New +$1.23M
GLW icon
36
Corning
GLW
$136B
$1.5M 0.87%
49,159
– –
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.39M 0.81%
2,932
– –
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.13M 0.66%
3,175
+55
+2% +$19.3K
QQQ icon
39
Invesco QQQ Trust
QQQ
$466B
$973K 0.56%
2,375
-11
-0.5% -$4.18K
AMAT icon
40
Applied Materials
AMAT
$445B
$956K 0.55%
5,900
– –
XOM icon
41
ExxonMobil
XOM
$605B
$879K 0.51%
8,794
– –
CMCSA icon
42
Comcast
CMCSA
$86.1B
$857K 0.5%
19,551
-722
-4% -$30.9K
HON icon
43
Honeywell
HON
$71.7B
$693K 0.4%
3,506
-1
-0% -$180
VT icon
44
Vanguard Total World Stock ETF
VT
$76.6B
$653K 0.38%
+6,345
New +$611K
VTV icon
45
Vanguard Value ETF
VTV
$186B
$614K 0.36%
4,105
– –
JOE icon
46
St. Joe Company
JOE
$3.53B
$611K 0.35%
10,161
+200
+2% +$10.5K
MRK icon
47
Merck
MRK
$315B
$509K 0.29%
4,671
– –
WELL icon
48
Welltower
WELL
$170B
$496K 0.29%
5,496
– –
PEP icon
49
PepsiCo
PEP
$190B
$448K 0.26%
2,640
– –
IVV icon
50
iShares Core S&P 500 ETF
IVV
$881B
$402K 0.23%
842
-30
-3% -$13.4K
1
2
3

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WCA
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PSA
Plum Street Advisors New Orleans, Louisiana $289M AUM 17.28% 1-Year Est. Return
RIA
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NWWA
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GIM
Goodlander Investment Management Dallas, Texas $289M AUM 225.62% 1-Year Est. Return
CAM
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WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return

Lumbard & Kellner's Q4 2023 Portfolio in Review

As of Q4 2023, Lumbard & Kellner held 65 positions worth $173M, up 15% from $151M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Lumbard & Kellner deployed $11M of net new capital in Q4 2023, opening 9 new positions and adding to 15 existing holdings. Its largest new stake was Southern Company: 66,501 shares worth $4.66M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard International High Dividend Yield ETF, an estimated $6.58M trimmed.

  • Lumbard & Kellner's largest Q4 2023 buy was Southern Company: 66,501 shares worth $4.66M.
  • Lumbard & Kellner added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $5.08M increase.
  • Lumbard & Kellner's biggest Q4 2023 reduction was Vanguard International High Dividend Yield ETF, cutting an estimated $6.58M.
  • Lumbard & Kellner fully exited AT&T in Q4 2023, selling an estimated $4.62M.
  • Lumbard & Kellner's ten largest holdings make up 41% of its $173M portfolio in Q4 2023.
  • Lumbard & Kellner opened 9 new positions and closed 4 in Q4 2023.
  • Lumbard & Kellner's portfolio value rose 15% quarter-over-quarter to $173M.

Based on Lumbard & Kellner's 13F filing for Q4 2023, filed 12 Feb 2024.