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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-4.09%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$194M
AUM Growth
-$1.84M
Cap. Flow
+$5.58M
Cap. Flow %
2.88%
Top 10 Hldgs %
37.69%
Holding
89
New
9
Increased
9
Reduced
36
Closed
5

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.23M
2
AR icon
Antero Resources
AR
+$4.23M
3
META icon
Meta Platforms (Facebook)
META
+$1.97M
4
OI icon
O-I Glass
OI
+$1.7M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.58M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$3.51M
2
HBM icon
Hudbay
HBM
+$1.84M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$1.04M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$984K
5
GMS
GMS Inc
GMS
+$976K

Sector Composition

Rank Sector Weight
1 Energy 13.02%
2 Financials 12.69%
3 Communication Services 10.05%
4 Industrials 8.34%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
26
Apple
AAPL
$4.9T
$2.25M 1.16%
16,271
-33
-0.2% -$5.18K
PBR icon
27
Petrobras
PBR
$116B
$2.25M 1.16%
181,983
+329
+0.2% +$4.35K
VEU icon
28
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.12M 1.09%
47,885
+1,242
+3% +$61.5K
DV icon
29
DoubleVerify
DV
$1.75B
$1.93M 1%
15,976
+33
+0.2% +$851
LLY icon
30
Eli Lilly
LLY
$1.05T
$1.78M 0.92%
5,519
– –
TAK icon
31
Takeda Pharmaceutical
TAK
$54.8B
$1.65M 0.85%
126,946
-2,651
-2% -$36.9K
BRK.A icon
32
Berkshire Hathaway Class A
BRK.A
$1.06T
$1.63M 0.84%
4
– –
OI icon
33
O-I Glass
OI
$1.4B
$1.62M 0.84%
+125,320
New +$1.7M
GLW icon
34
Corning
GLW
$133B
$1.51M 0.78%
52,046
-26,480
-34% -$897K
RSP icon
35
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$1.45M 0.75%
11,388
-6,978
-38% -$984K
SPDW icon
36
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$1.41M 0.73%
+54,770
New +$1.58M
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.09M 0.56%
3,054
-1,835
-38% -$729K
HBM icon
38
Hudbay
HBM
$9.04B
$957K 0.49%
237,571
-460,563
-66% -$1.84M
CYXT
39
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$945K 0.49%
231,546
-288
-0.1% -$2.54K
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.06T
$923K 0.48%
3,457
+39
+1% +$11.1K
XOM icon
41
ExxonMobil
XOM
$611B
$768K 0.4%
8,794
– –
WBD icon
42
Warner Bros
WBD
$67.4B
$744K 0.38%
64,737
-273
-0.4% -$3.71K
QQQ icon
43
Invesco QQQ Trust
QQQ
$466B
$638K 0.33%
2,386
– –
CMCSA icon
44
Comcast
CMCSA
$85B
$595K 0.31%
20,300
– –
MINT icon
45
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$589K 0.3%
5,961
– –
CSCO icon
46
Cisco
CSCO
$441B
$574K 0.3%
13,253
-755
-5% -$33.5K
VT icon
47
Vanguard Total World Stock ETF
VT
$76.6B
$552K 0.28%
6,995
– –
HON icon
48
Honeywell
HON
$71.3B
$544K 0.28%
3,460
– –
MRK icon
49
Merck
MRK
$315B
$533K 0.27%
6,186
– –
VTV icon
50
Vanguard Value ETF
VTV
$186B
$507K 0.26%
4,105
– –
1
2
3

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PSA
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RIA
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NWWA
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GIM
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Lumbard & Kellner's Q3 2022 Portfolio in Review

As of Q3 2022, Lumbard & Kellner held 89 positions worth $194M, down 0.94% from $196M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Lumbard & Kellner's Q3 2022 filing shows 9 new, 9 increased, 36 reduced and 5 closed positions. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 68,129 shares worth $6.24M. The largest sale was Vanguard Total Stock Market ETF, an estimated $3.51M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 8.9% a quarter earlier, followed by Financials and Communication Services.

  • Lumbard & Kellner's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 68,129 shares worth $6.24M.
  • Lumbard & Kellner added most to Meta Platforms (Facebook) in Q3 2022, an estimated $1.97M increase.
  • Lumbard & Kellner's biggest Q3 2022 reduction was Hudbay, cutting an estimated $1.84M.
  • Lumbard & Kellner fully exited Vanguard Total Stock Market ETF in Q3 2022, selling an estimated $3.51M.
  • Lumbard & Kellner's ten largest holdings make up 38% of its $194M portfolio in Q3 2022.
  • Lumbard & Kellner opened 9 new positions and closed 5 in Q3 2022.
  • Lumbard & Kellner's portfolio value fell 0.94% quarter-over-quarter to $194M.

Based on Lumbard & Kellner's 13F filing for Q3 2022, filed 14 Nov 2022.