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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTWG icon
2451
Vanguard Russell 2000 Growth ETF
VTWG
$1.57B
$203K ﹤0.01%
1,448
+126
+10% +$18.2K
AXTI icon
2452
AXT Inc
AXTI
$5.34B
$202K ﹤0.01%
56,700
-6,082
-10% -$23.4K
PEBO icon
2453
Peoples Bancorp
PEBO
$1.49B
$202K ﹤0.01%
6,341
+2,606
+70% +$82.7K
NTG
2454
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$202K ﹤0.01%
1,642
-1,083
-40% -$138K
GBT
2455
DELISTED
Global Blood Therapeutics, Inc.
GBT
$202K ﹤0.01%
4,140
-828
-17% -$43.1K
CATH icon
2456
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$201K ﹤0.01%
5,514
-3,326
-38% -$120K
EFX icon
2457
Equifax
EFX
$21.2B
$201K ﹤0.01%
1,423
-70
-5% -$9.86K
FSLY icon
2458
Fastly Inc
FSLY
$4.77B
$201K ﹤0.01%
8,383
+6,383
+319% +$150K
ORC
2459
Orchid Island Capital
ORC
$1.33B
$201K ﹤0.01%
7,009
+924
+15% +$28K
SNT
2460
Senstar Technologies
SNT
$42.9M
$201K ﹤0.01%
47,875
– –
LK
2461
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$201K ﹤0.01%
10,611
+9,231
+669% +$195K
INXN
2462
DELISTED
Interxion Holding N.V.
INXN
$201K ﹤0.01%
2,474
+25
+1% +$1.95K
INDY icon
2463
iShares S&P India Nifty 50 Index Fund
INDY
$561M
$200K ﹤0.01%
5,448
-3,445
-39% -$124K
IRDM icon
2464
Iridium Communications
IRDM
$5.32B
$200K ﹤0.01%
9,414
-7,159
-43% -$171K
REDV
2465
DELISTED
Invesco Emerging Markets Ultra Dividend Revenue ETF
REDV
$200K ﹤0.01%
8,964
– –
EEMA icon
2466
iShares MSCI Emerging Markets Asia ETF
EEMA
$870M
$199K ﹤0.01%
3,122
-30
-1% -$1.92K
FEMS icon
2467
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$199K ﹤0.01%
5,815
-1,377
-19% -$48.3K
GOOD
2468
Gladstone Commercial Corp
GOOD
$626M
$199K ﹤0.01%
8,475
-100
-1% -$2.21K
PIE icon
2469
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$249M
$199K ﹤0.01%
11,380
-404
-3% -$7.14K
SPGP icon
2470
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$199K ﹤0.01%
3,521
-15,160
-81% -$849K
ORAN
2471
DELISTED
Orange
ORAN
$199K ﹤0.01%
12,716
-1,256
-9% -$18.9K
NXQ
2472
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$199K ﹤0.01%
13,262
+1
+0% +$15
ISCA
2473
DELISTED
International Speedway Corp
ISCA
$199K ﹤0.01%
4,424
-100
-2% -$4.51K
DB icon
2474
Deutsche Bank
DB
$72.5B
$198K ﹤0.01%
26,361
+21,480
+440% +$164K
SMMU icon
2475
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$198K ﹤0.01%
3,920
+136
+4% +$6.89K
97 98
99
100 101

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.