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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHCG
2426
DELISTED
LHC Group LLC
LHCG
$87K ﹤0.01%
1,886
– –
ZIXI
2427
DELISTED
Zix Corporation
ZIXI
$87K ﹤0.01%
17,600
– –
DNI
2428
DELISTED
Dividend and Income Fund
DNI
$87K ﹤0.01%
7,322
-500
-6% -$5.67K
TEP
2429
DELISTED
Tallgrass Energy Partners, LP
TEP
$87K ﹤0.01%
1,820
-360
-17% -$16.7K
BNCN
2430
DELISTED
BNC Bancorp
BNCN
$87K ﹤0.01%
2,881
– –
IBMG
2431
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$87K ﹤0.01%
3,388
– –
ABM icon
2432
ABM Industries
ABM
$2.83B
$86K ﹤0.01%
2,123
+1,160
+120% +$47.2K
HHH icon
2433
Howard Hughes
HHH
$3.97B
$86K ﹤0.01%
792
+137
+21% +$14.5K
OPLN
2434
Openlane
OPLN
$4.38B
$86K ﹤0.01%
5,239
+568
+12% +$9.06K
PODD icon
2435
Insulet
PODD
$10.1B
$86K ﹤0.01%
2,236
-535
-19% -$19.9K
SLG icon
2436
SL Green Realty
SLG
$3.99B
$86K ﹤0.01%
823
– –
Z icon
2437
Zillow
Z
$7.84B
$86K ﹤0.01%
2,353
+1,663
+241% +$58.6K
EGN
2438
DELISTED
Energen
EGN
$86K ﹤0.01%
1,478
+132
+10% +$7.52K
NTT
2439
DELISTED
Nippon Telegraph & Telephone
NTT
$86K ﹤0.01%
2,011
+145
+8% +$6.15K
EDIV icon
2440
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$85K ﹤0.01%
3,186
+449
+16% +$12K
LSXMK
2441
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$85K ﹤0.01%
3,324
+651
+24% +$16.9K
CSRA
2442
DELISTED
CSRA Inc.
CSRA
$85K ﹤0.01%
2,687
+739
+38% +$21.6K
BRCD
2443
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$85K ﹤0.01%
6,815
-2,814
-29% -$31.7K
CA
2444
DELISTED
CA, Inc.
CA
$85K ﹤0.01%
2,662
-1,469
-36% -$46.9K
ALFA
2445
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$85K ﹤0.01%
2,400
+119
+5% +$4.2K
ASHR icon
2446
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$84K ﹤0.01%
3,574
-802
-18% -$19.9K
NNI icon
2447
Nelnet
NNI
$4.55B
$84K ﹤0.01%
1,650
– –
PHT
2448
DELISTED
Pioneer High Income Fund
PHT
$84K ﹤0.01%
8,256
-6,635
-45% -$66.5K
PWR icon
2449
Quanta Services
PWR
$104B
$84K ﹤0.01%
2,421
+64
+3% +$2.01K
WSO icon
2450
Watsco Inc
WSO
$12.8B
$84K ﹤0.01%
585
-34
-5% -$4.93K
96 97
98
99 100

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.