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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOD
2401
Gladstone Commercial Corp
GOOD
$626M
$178K ﹤0.01%
9,275
-130
-1% -$2.56K
PXI icon
2402
Invesco Dorsey Wright Energy Momentum ETF
PXI
$55.5M
$178K ﹤0.01%
4,032
+2,482
+160% +$106K
TU icon
2403
Telus
TU
$15.4B
$178K ﹤0.01%
9,644
+1,700
+21% +$31.1K
EXD
2404
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$178K ﹤0.01%
20,211
-4,649
-19% -$41.9K
EWS icon
2405
iShares MSCI Singapore ETF
EWS
$1.17B
$177K ﹤0.01%
7,276
-10,748
-60% -$256K
EQC
2406
DELISTED
Equity Commonwealth
EQC
$177K ﹤0.01%
5,520
+3,349
+154% +$107K
AMZA icon
2407
InfraCap MLP ETF
AMZA
$484M
$176K ﹤0.01%
2,362
+772
+49% +$59.6K
XSMO icon
2408
Invesco S&P SmallCap Momentum ETF
XSMO
$3.14B
$176K ﹤0.01%
+4,416
New +$172K
PF
2409
DELISTED
Pinnacle Foods, Inc.
PF
$176K ﹤0.01%
2,723
-876
-24% -$58K
BG icon
2410
Bunge Global
BG
$21.8B
$175K ﹤0.01%
2,565
-635
-20% -$41.9K
GATX icon
2411
GATX Corp
GATX
$6.38B
$175K ﹤0.01%
2,018
-845
-30% -$70K
GYLD icon
2412
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
$175K ﹤0.01%
10,072
-1,451
-13% -$25.4K
DWAQ
2413
DELISTED
Invesco DWA NASDAQ Momentum ETF
DWAQ
$175K ﹤0.01%
+1,491
New +$171K
DIV icon
2414
Global X SuperDividend US ETF
DIV
$786M
$174K ﹤0.01%
6,911
-2,650
-28% -$67K
EXK
2415
Endeavour Silver
EXK
$3.16B
$174K ﹤0.01%
77,856
-2,000
-3% -$5.08K
HTBK
2416
DELISTED
Heritage Commerce
HTBK
$174K ﹤0.01%
11,699
+6,960
+147% +$110K
MRVL icon
2417
Marvell Technology
MRVL
$199B
$174K ﹤0.01%
9,028
+1,701
+23% +$35K
PLNT icon
2418
Planet Fitness
PLNT
$3.8B
$174K ﹤0.01%
3,229
+1,756
+119% +$87.2K
GVA icon
2419
Granite Construction
GVA
$5.56B
$173K ﹤0.01%
3,775
+507
+16% +$24.8K
HRB icon
2420
H&R Block
HRB
$6.83B
$173K ﹤0.01%
6,708
-1,539
-19% -$39K
IGOV icon
2421
iShares International Treasury Bond ETF
IGOV
$1.53B
$173K ﹤0.01%
3,595
+1,912
+114% +$93.2K
SMMU icon
2422
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$173K ﹤0.01%
3,474
+1,391
+67% +$69.4K
TRU icon
2423
TransUnion
TRU
$15.4B
$173K ﹤0.01%
2,347
-3,973
-63% -$295K
DO
2424
DELISTED
Diamond Offshore Drilling
DO
$173K ﹤0.01%
8,660
+1,276
+17% +$23.4K
BNFT
2425
DELISTED
Benefitfocus, Inc.
BNFT
$172K ﹤0.01%
+4,250
New +$163K
95 96
97
98 99

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.