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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCOM icon
2401
Trip.com Group
TCOM
$28.3B
$90K ﹤0.01%
2,115
+150
+8% +$6.56K
ASXC
2402
DELISTED
Asensus Surgical, Inc.
ASXC
$90K ﹤0.01%
5,304
-86
-2% -$1.76K
BT
2403
DELISTED
BT Group plc (ADR)
BT
$90K ﹤0.01%
3,885
-28
-0.7% -$647
YDKN
2404
DELISTED
Yadkin Financial Corporation
YDKN
$90K ﹤0.01%
2,960
+137
+5% +$4.16K
GIL icon
2405
Gildan
GIL
$10.5B
$89K ﹤0.01%
3,526
+1,790
+103% +$47.7K
PRLB icon
2406
Protolabs
PRLB
$2.19B
$89K ﹤0.01%
1,733
-37
-2% -$1.94K
VAC icon
2407
Marriott Vacations Worldwide
VAC
$4.18B
$89K ﹤0.01%
1,086
+39
+4% +$2.94K
INVX
2408
Innovex International
INVX
$2.2B
$89K ﹤0.01%
1,486
+4
+0.3% +$223
XYZ
2409
Block Inc
XYZ
$49.7B
$89K ﹤0.01%
6,581
-2,216
-25% -$27.6K
FEI
2410
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$89K ﹤0.01%
5,494
-1,704
-24% -$27.1K
NUM
2411
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$89K ﹤0.01%
6,700
– –
CHMT
2412
DELISTED
Chemtura Corporation
CHMT
$89K ﹤0.01%
2,688
+2,020
+302% +$66.6K
FONE
2413
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$89K ﹤0.01%
2,179
-628
-22% -$25.4K
BGH
2414
Barings Global Short Duration High Yield Fund
BGH
$286M
$88K ﹤0.01%
4,557
+1,393
+44% +$25.7K
BYD icon
2415
Boyd Gaming
BYD
$6.09B
$88K ﹤0.01%
4,355
+488
+13% +$9.39K
NG icon
2416
NovaGold Resources
NG
$3.51B
$88K ﹤0.01%
19,300
+2,300
+14% +$10.4K
RWJ icon
2417
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$88K ﹤0.01%
3,933
-1,857
-32% -$38.6K
THG icon
2418
Hanover Insurance
THG
$7.79B
$88K ﹤0.01%
977
-12
-1% -$1K
VONV icon
2419
Vanguard Russell 1000 Value ETF
VONV
$22.1B
$88K ﹤0.01%
1,828
+764
+72% +$36.1K
TARO
2420
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$88K ﹤0.01%
833
+632
+314% +$66.2K
ALV icon
2421
Autoliv
ALV
$8.91B
$87K ﹤0.01%
1,084
-432
-28% -$32.1K
CUK
2422
DELISTED
Carnival PLC
CUK
$87K ﹤0.01%
1,655
-2
-0.1% -$100
FAD icon
2423
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$599M
$87K ﹤0.01%
1,660
+134
+9% +$6.95K
MNKD icon
2424
MannKind Corp
MNKD
$1.22B
$87K ﹤0.01%
27,522
+6,236
+29% +$18K
NQP
2425
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$87K ﹤0.01%
6,424
+140
+2% +$1.9K
95 96
97
98 99

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.