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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DORM icon
2351
Dorman Products
DORM
$4B
$96K ﹤0.01%
1,339
+160
+14% +$10.9K
NAN icon
2352
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$96K ﹤0.01%
7,109
+687
+11% +$9.53K
NRG icon
2353
NRG Energy
NRG
$26.1B
$96K ﹤0.01%
7,829
-2,075
-21% -$23.9K
TPYP icon
2354
Tortoise North American Pipeline ETF
TPYP
$879M
$96K ﹤0.01%
4,080
-1,420
-26% -$32.8K
NEV
2355
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$96K ﹤0.01%
6,825
– –
SEA
2356
DELISTED
Invesco Shipping ETF
SEA
$96K ﹤0.01%
8,391
+7,304
+672% +$82.4K
AVK
2357
Advent Convertible and Income Fund
AVK
$571M
$95K ﹤0.01%
6,543
+2,025
+45% +$28.1K
LRGF icon
2358
iShares US Equity Factor ETF
LRGF
$3.74B
$95K ﹤0.01%
3,579
+796
+29% +$20.5K
NC icon
2359
NACCO Industries
NC
$312M
$95K ﹤0.01%
4,596
– –
SMMU icon
2360
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$95K ﹤0.01%
1,913
+287
+18% +$14.3K
TRST
2361
Trustco Bank Corp NY
TRST
$978M
$95K ﹤0.01%
2,456
+28
+1% +$1.09K
STB
2362
DELISTED
Student Transportation Inc
STB
$95K ﹤0.01%
17,050
– –
NORW
2363
DELISTED
Global X MSCI Norway ETF
NORW
$95K ﹤0.01%
8,619
+7,030
+442% +$78.1K
ARKQ icon
2364
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.09B
$94K ﹤0.01%
4,300
– –
FTGC icon
2365
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.09B
$94K ﹤0.01%
4,559
-83,465
-95% -$1.71M
KEP icon
2366
Korea Electric Power
KEP
$15.1B
$94K ﹤0.01%
5,118
+3,452
+207% +$71.9K
PNR icon
2367
Pentair
PNR
$10.5B
$94K ﹤0.01%
2,455
+619
+34% +$24.1K
DST
2368
DELISTED
DST Systems Inc.
DST
$94K ﹤0.01%
1,630
-186
-10% -$9.81K
BBP icon
2369
Virtus Biotech ETF
BBP
$105M
$93K ﹤0.01%
2,840
+2,170
+324% +$71K
DMLP icon
2370
Dorchester Minerals
DMLP
$1.38B
$93K ﹤0.01%
5,293
+520
+11% +$8.52K
IGD
2371
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$528M
$93K ﹤0.01%
13,635
-18,091
-57% -$126K
MPWR icon
2372
Monolithic Power Systems
MPWR
$68B
$93K ﹤0.01%
1,140
+515
+82% +$41.3K
PIM
2373
Franklin Master Intermediate Income Trust
PIM
$153M
$93K ﹤0.01%
20,257
+16,822
+490% +$74.5K
HIE
2374
DELISTED
Miller/Howard High Income Equity Fund
HIE
$93K ﹤0.01%
7,503
+7,295
+3,507% +$87.4K
HTY
2375
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$93K ﹤0.01%
9,600
– –
93 94
95
96 97

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.