LTFS
HTY

Ladenburg Thalmann Financial Services’s JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND HTY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HTY Stock Details HTY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-5,000
Closed -$45K – 5359
2018
Q2 		$45K Hold
5,000
– – ﹤0.01% 3332
2018
Q1 		$45K Hold
5,000
– – ﹤0.01% 3332
2017
Q4 		$44K Sell
5,000
-2,400
-32% -$21.3K ﹤0.01% 3316
2017
Q3 		$68K Sell
7,400
-1,400
-16% -$12.9K ﹤0.01% 2876
2017
Q2 		$84K Hold
8,800
– – ﹤0.01% 2628
2017
Q1 		$80K Sell
8,800
-800
-8% -$7.62K ﹤0.01% 2558
2016
Q4 		$93K Hold
9,600
– – ﹤0.01% 2379
2016
Q3 		$105K Hold
9,600
– – ﹤0.01% 2221
2016
Q2 		$99K Buy
9,600
+1,300
+16% +$13.5K ﹤0.01% 2172
2016
Q1 		$90K Sell
8,300
-6,799
-45% -$70.6K ﹤0.01% 2147
2015
Q4 		$154K Buy
15,099
+5,520
+58% +$54.3K ﹤0.01% 1760
2015
Q3 		$89K Buy
9,579
+3,229
+51% +$31.1K ﹤0.01% 2073
2015
Q2 		$64K Buy
+6,350
New +$73K ﹤0.01% 2416

Other funds holding HTY

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
PAS
Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HTY Position: Q3 2018 in Review

Ladenburg Thalmann Financial Services sold out of JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND (HTY) in Q3 2018, closing a stake of 5,000 shares — an estimated $45K sold.

Ladenburg Thalmann Financial Services first reported a position in HTY in Q2 2015 and held it in 13 quarters. The position peaked at $154K in Q4 2015. 29 funds tracked by Wall St. Rank hold HTY as of Q3 2018.

  • Ladenburg Thalmann Financial Services reported no remaining JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND position as of Q3 2018 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 5,000 JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND shares in Q3 2018, an estimated $45K.
  • Ladenburg Thalmann Financial Services first reported a position in JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND in Q2 2015 and held it in 13 quarters.
  • Ladenburg Thalmann Financial Services's JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND position peaked at $154K in Q4 2015.
  • 29 funds tracked by Wall St. Rank held JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND as of Q3 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.