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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTYS
2326
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$196K ﹤0.01%
8,147
+5,896
+262% +$134K
BIZD icon
2327
VanEck BDC Income ETF
BIZD
$1.69B
$195K ﹤0.01%
11,412
-1,873
-14% -$32K
CRS icon
2328
Carpenter Technology
CRS
$27.1B
$195K ﹤0.01%
3,301
-46
-1% -$2.63K
FAD icon
2329
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$602M
$195K ﹤0.01%
2,547
+121
+5% +$9.09K
GOOS
2330
Canada Goose Holdings
GOOS
$854M
$195K ﹤0.01%
3,024
+693
+30% +$40.4K
INCY icon
2331
Incyte
INCY
$24.4B
$195K ﹤0.01%
2,827
-634
-18% -$43.5K
MEET
2332
DELISTED
The Meet Group, Inc. Common Stock
MEET
$195K ﹤0.01%
39,482
-168
-0.4% -$752
BGY icon
2333
BlackRock Enhanced International Dividend Trust
BGY
$533M
$194K ﹤0.01%
33,913
-8,994
-21% -$51.9K
SNX icon
2334
TD Synnex
SNX
$20.7B
$194K ﹤0.01%
4,584
+2,366
+107% +$114K
AXS icon
2335
AXIS Capital
AXS
$7.38B
$193K ﹤0.01%
3,350
-358
-10% -$20.3K
PRK icon
2336
Park National Corp
PRK
$3.75B
$193K ﹤0.01%
1,835
+746
+69% +$82K
WHF icon
2337
WhiteHorse Finance
WHF
$152M
$193K ﹤0.01%
13,918
+10
+0.1% +$144
HR
2338
DELISTED
Healthcare Realty Trust Incorporated
HR
$193K ﹤0.01%
6,615
+2,128
+47% +$63.5K
IWL icon
2339
iShares Russell Top 200 ETF
IWL
$2.29B
$192K ﹤0.01%
2,846
+739
+35% +$48.8K
RLY icon
2340
State Street Multi-Asset Real Return ETF
RLY
$1.31B
$192K ﹤0.01%
7,249
-2,001
-22% -$52.6K
TNDM icon
2341
Tandem Diabetes Care
TNDM
$1.58B
$192K ﹤0.01%
4,489
+4,059
+944% +$142K
JHA
2342
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$192K ﹤0.01%
19,488
-2,500
-11% -$24.6K
BHF icon
2343
Brighthouse Financial
BHF
$3.37B
$191K ﹤0.01%
4,290
-25,853
-86% -$1.09M
FEUZ icon
2344
First Trust Eurozone AlphaDEX
FEUZ
$134M
$191K ﹤0.01%
4,574
-26,173
-85% -$1.11M
OSPN icon
2345
OneSpan
OSPN
$602M
$191K ﹤0.01%
10,010
-1,000
-9% -$18.7K
PUI icon
2346
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.6M
$191K ﹤0.01%
6,690
+780
+13% +$22.2K
VSAT icon
2347
Viasat
VSAT
$11.4B
$191K ﹤0.01%
2,985
+500
+20% +$32.9K
BWG
2348
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$190K ﹤0.01%
17,409
+2,228
+15% +$25.2K
DSU icon
2349
BlackRock Debt Strategies Fund
DSU
$595M
$190K ﹤0.01%
17,016
-5,113
-23% -$57.5K
BKN
2350
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$189K ﹤0.01%
14,234
+1,273
+10% +$17.8K
92 93
94
95 96

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
Capital One National Association New York $756M AUM
CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.