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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGT
2276
Royce Global Value Trust
RGT
$101M
$210K ﹤0.01%
20,010
+16,975
+559% +$179K
SMB icon
2277
VanEck Short Muni ETF
SMB
$314M
$210K ﹤0.01%
12,256
-209
-2% -$3.61K
VRNS icon
2278
Varonis Systems
VRNS
$5.15B
$210K ﹤0.01%
8,589
+5,712
+199% +$139K
MLCO icon
2279
Melco Resorts & Entertainment
MLCO
$2.18B
$209K ﹤0.01%
9,876
-3,654
-27% -$84.8K
PCH
2280
DELISTED
PotlatchDeltic
PCH
$209K ﹤0.01%
5,123
-462
-8% -$21.8K
AIVC
2281
Amplify Bloomberg AI Equal Weight ETF
AIVC
$127M
$209K ﹤0.01%
5,351
+164
+3% +$6K
MNK
2282
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$209K ﹤0.01%
7,160
+1,032
+17% +$29K
SKM icon
2283
SK Telecom
SKM
$14.9B
$208K ﹤0.01%
4,528
-1,058
-19% -$44K
WEN icon
2284
Wendy's
WEN
$1.63B
$208K ﹤0.01%
12,063
-3,090
-20% -$54K
CSWC icon
2285
Capital Southwest
CSWC
$1.59B
$207K ﹤0.01%
10,900
– –
HPI
2286
John Hancock Preferred Income Fund
HPI
$431M
$207K ﹤0.01%
9,432
+202
+2% +$4.46K
BTU icon
2287
Peabody Energy
BTU
$3.1B
$206K ﹤0.01%
5,767
+5,496
+2,028% +$236K
FTXN icon
2288
First Trust Nasdaq Oil & Gas ETF
FTXN
$166M
$206K ﹤0.01%
8,220
-2,055
-20% -$50.4K
NCA icon
2289
Nuveen California Municipal Value Fund
NCA
$305M
$206K ﹤0.01%
21,994
– –
NMM icon
2290
Navios Maritime Partners
NMM
$2.33B
$206K ﹤0.01%
7,848
-42
-0.5% -$1.23K
WSBC icon
2291
WesBanco
WSBC
$4.09B
$206K ﹤0.01%
4,630
+2,235
+93% +$107K
FHI icon
2292
Federated Hermes
FHI
$4.77B
$205K ﹤0.01%
8,503
-378
-4% -$8.89K
SDG icon
2293
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
$205K ﹤0.01%
3,513
-1,212
-26% -$70.1K
SFM icon
2294
Sprouts Farmers Market
SFM
$7.72B
$205K ﹤0.01%
7,500
-458
-6% -$11.2K
BBP icon
2295
Virtus Biotech ETF
BBP
$106M
$204K ﹤0.01%
4,492
+450
+11% +$20.1K
MVV icon
2296
ProShares Ultra MidCap400
MVV
$166M
$204K ﹤0.01%
4,472
+4,409
+6,998% +$199K
SSD icon
2297
Simpson Manufacturing
SSD
$7.91B
$203K ﹤0.01%
2,808
-2,602
-48% -$184K
HIX
2298
Western Asset High Income Fund II
HIX
$357M
$202K ﹤0.01%
31,852
-17,023
-35% -$109K
NKSH icon
2299
National Bankshares
NKSH
$270M
$202K ﹤0.01%
4,434
+6
+0.1% +$279
SPWH icon
2300
Sportsman's Warehouse
SPWH
$46.4M
$202K ﹤0.01%
36,000
-36,000
-50% -$196K
90 91
92
93 94

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.