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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRL icon
2201
Charles River Laboratories
CRL
$13.3B
$230K ﹤0.01%
1,723
-175
-9% -$21.6K
OGS icon
2202
ONE Gas
OGS
$5.09B
$230K ﹤0.01%
2,791
+412
+17% +$32.3K
SAFT icon
2203
Safety Insurance
SAFT
$1.52B
$230K ﹤0.01%
2,574
+125
+5% +$11.6K
SPTS icon
2204
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$230K ﹤0.01%
7,803
-2,135
-21% -$62.9K
SWX icon
2205
Southwest Gas
SWX
$6.69B
$229K ﹤0.01%
2,897
+318
+12% +$25.1K
TDC icon
2206
Teradata
TDC
$2.6B
$229K ﹤0.01%
6,074
-673
-10% -$27.1K
QTTB icon
2207
Q32 Bio
QTTB
$453M
$229K ﹤0.01%
+556
New +$189K
CEQP
2208
DELISTED
Crestwood Equity Partners LP
CEQP
$229K ﹤0.01%
6,233
-356
-5% -$13K
GTO icon
2209
Invesco Total Return Bond ETF
GTO
$2.47B
$228K ﹤0.01%
4,433
+1,006
+29% +$52.2K
ACH
2210
Accendra Health
ACH
$79.2M
$228K ﹤0.01%
13,819
+2,902
+27% +$49.3K
OPP
2211
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$228K ﹤0.01%
13,611
-1,063
-7% -$18.4K
PAVE icon
2212
Global X US Infrastructure Development ETF
PAVE
$14.3B
$228K ﹤0.01%
13,297
+5,397
+68% +$91.8K
XTL icon
2213
State Street SPDR S&P Telecom ETF
XTL
$557M
$228K ﹤0.01%
2,996
+339
+13% +$25.3K
AEG icon
2214
Aegon
AEG
$14B
$227K ﹤0.01%
41,215
+4,981
+14% +$25.9K
AFG icon
2215
American Financial Group
AFG
$12.1B
$227K ﹤0.01%
2,055
-343
-14% -$38.2K
EPI icon
2216
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$227K ﹤0.01%
9,474
+39
+0.4% +$1.01K
FGB
2217
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$227K ﹤0.01%
35,742
+8,650
+32% +$54.6K
MCR
2218
DELISTED
MFS Charter Income Trust
MCR
$227K ﹤0.01%
29,373
+3,092
+12% +$24.3K
OVV icon
2219
Ovintiv
OVV
$17.5B
$227K ﹤0.01%
3,463
-2,887
-45% -$187K
SIRE
2220
DELISTED
Sisecam Resources LP
SIRE
$227K ﹤0.01%
8,400
-15,540
-65% -$426K
CBZ icon
2221
CBIZ
CBZ
$2.96B
$226K ﹤0.01%
9,537
-11,727
-55% -$272K
FLS icon
2222
Flowserve
FLS
$10.2B
$226K ﹤0.01%
4,130
-2,077
-33% -$101K
SCHR
2223
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$226K ﹤0.01%
8,738
-5,776
-40% -$150K
BICK
2224
DELISTED
First Trust BICK Index Fund
BICK
$226K ﹤0.01%
8,565
+489
+6% +$13.1K
RRD
2225
DELISTED
RR Donnelley & Sons Co.
RRD
$226K ﹤0.01%
41,999
+12,201
+41% +$65.7K
87 88
89
90 91

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.