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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFOR icon
2151
Barron's 400 ETF
BFOR
$239M
$245K ﹤0.01%
21,772
-600
-3% -$6.74K
EWX icon
2152
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$697M
$245K ﹤0.01%
5,457
+26
+0.5% +$1.21K
HOLX
2153
DELISTED
Hologic
HOLX
$244K ﹤0.01%
5,952
-234
-4% -$9.46K
MTCH icon
2154
Match Group
MTCH
$8.69B
$244K ﹤0.01%
4,258
-713
-14% -$33.4K
SODA
2155
DELISTED
SodaStream International Ltd
SODA
$244K ﹤0.01%
1,706
-710
-29% -$85.5K
NLSN
2156
DELISTED
Nielsen Holdings plc
NLSN
$244K ﹤0.01%
8,813
-2,030
-19% -$54.7K
FLXS icon
2157
Flexsteel Industries
FLXS
$302M
$243K ﹤0.01%
8,171
+1,774
+28% +$63.2K
IMAX icon
2158
IMAX
IMAX
$2.9B
$243K ﹤0.01%
9,430
+1,630
+21% +$38.4K
JNPR
2159
DELISTED
Juniper Networks
JNPR
$243K ﹤0.01%
8,134
+4,929
+154% +$138K
MIDU icon
2160
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$81.3M
$242K ﹤0.01%
4,558
-1,066
-19% -$56.1K
SBAC icon
2161
SBA Communications
SBAC
$19.8B
$242K ﹤0.01%
1,504
-686
-31% -$109K
AAOI icon
2162
Applied Optoelectronics
AAOI
$12.6B
$241K ﹤0.01%
9,775
-185
-2% -$7.25K
DKS icon
2163
Dick's Sporting Goods
DKS
$18.1B
$241K ﹤0.01%
6,787
-3,885
-36% -$139K
FCOM icon
2164
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$241K ﹤0.01%
7,645
+6,663
+679% +$201K
GME icon
2165
GameStop
GME
$8.36B
$241K ﹤0.01%
62,868
+10,284
+20% +$39.4K
TCOM icon
2166
Trip.com Group
TCOM
$28.3B
$241K ﹤0.01%
6,474
+2,783
+75% +$113K
HYMB icon
2167
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$240K ﹤0.01%
8,518
+4,112
+93% +$116K
POOL icon
2168
Pool Corp
POOL
$7.1B
$240K ﹤0.01%
1,441
-159
-10% -$25.7K
IBMI
2169
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$240K ﹤0.01%
9,520
-23,729
-71% -$602K
PFD
2170
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$239K ﹤0.01%
18,426
-799
-4% -$11K
PWZ icon
2171
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$239K ﹤0.01%
9,373
+744
+9% +$19.2K
SPPI
2172
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$239K ﹤0.01%
14,238
+11,340
+391% +$245K
SAVE
2173
DELISTED
Spirit Airlines, Inc.
SAVE
$238K ﹤0.01%
5,070
+1,225
+32% +$54.1K
FIV
2174
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$238K ﹤0.01%
25,600
+5,000
+24% +$46.4K
HSIC icon
2175
Henry Schein
HSIC
$10.1B
$237K ﹤0.01%
3,569
+733
+26% +$45.7K
85 86
87
88 89

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.