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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEU icon
2126
State Street SPDR Portfolio Europe ETF
SPEU
$743M
$252K ﹤0.01%
7,485
+276
+4% +$9.34K
MCBC
2127
DELISTED
Macatawa Bank Corp
MCBC
$252K ﹤0.01%
21,510
– –
PSXP
2128
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$252K ﹤0.01%
4,929
+759
+18% +$39.6K
CAKE icon
2129
Cheesecake Factory
CAKE
$5.57B
$251K ﹤0.01%
4,687
+80
+2% +$4.32K
FCT
2130
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$251K ﹤0.01%
19,809
-537
-3% -$6.84K
FSZ icon
2131
First Trust Switzerland AlphaDEX Fund
FSZ
$37.5M
$251K ﹤0.01%
4,937
+200
+4% +$10.3K
OEFA
2132
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.5M
$251K ﹤0.01%
10,429
+4,304
+70% +$104K
TER icon
2133
Teradyne
TER
$63.1B
$251K ﹤0.01%
6,783
-956
-12% -$38.5K
MKSI icon
2134
MKS Inc
MKSI
$20.7B
$250K ﹤0.01%
3,122
-6,141
-66% -$561K
NWBI icon
2135
Northwest Bancshares
NWBI
$2.32B
$250K ﹤0.01%
14,512
+98
+0.7% +$1.76K
FIF
2136
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$250K ﹤0.01%
15,820
+5,120
+48% +$83.6K
BKI
2137
DELISTED
Black Knight, Inc. Common Stock
BKI
$250K ﹤0.01%
4,823
-289
-6% -$15.5K
BDC icon
2138
Belden
BDC
$5.33B
$249K ﹤0.01%
3,487
+618
+22% +$42.5K
CLB icon
2139
Core Laboratories
CLB
$583M
$249K ﹤0.01%
2,148
-298
-12% -$33.6K
IFN
2140
Aberdeen India Fund
IFN
$505M
$249K ﹤0.01%
11,257
+3,169
+39% +$78K
MAT icon
2141
Mattel
MAT
$4.3B
$249K ﹤0.01%
15,765
-542
-3% -$8.68K
NVAX icon
2142
Novavax
NVAX
$1.31B
$249K ﹤0.01%
6,628
+640
+11% +$18K
TGH
2143
DELISTED
Textainer Group Holdings limited
TGH
$249K ﹤0.01%
19,457
+6,448
+50% +$94.8K
VISN
2144
Vistance Networks Inc
VISN
$2.62B
$248K ﹤0.01%
8,058
+175
+2% +$5.37K
ICLR icon
2145
Icon
ICLR
$12.6B
$248K ﹤0.01%
1,617
-27
-2% -$3.87K
TOL icon
2146
Toll Brothers
TOL
$13.8B
$247K ﹤0.01%
7,487
+373
+5% +$13.5K
DWAS icon
2147
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$454M
$246K ﹤0.01%
4,270
+271
+7% +$15.4K
PMO
2148
Franklin Municipal Opportunities Trust
PMO
$290M
$246K ﹤0.01%
21,589
-6,997
-24% -$81.2K
UVV icon
2149
Universal Corp
UVV
$1.12B
$246K ﹤0.01%
3,791
-481
-11% -$30.7K
DZK
2150
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$246K ﹤0.01%
3,400
-1,652
-33% -$119K
84 85
86
87 88

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.