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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBL icon
2026
Jabil
JBL
$37.4B
$257K ﹤0.01%
9,775
+153
+2% +$4.33K
NMM icon
2027
Navios Maritime Partners
NMM
$2.23B
$257K ﹤0.01%
7,290
+4,220
+137% +$133K
CHK.PRD
2028
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$257K ﹤0.01%
5,177
-500
-9% -$25.6K
TREE icon
2029
LendingTree
TREE
$443M
$256K ﹤0.01%
750
-742
-50% -$211K
BSJN
2030
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$256K ﹤0.01%
9,689
+8,102
+511% +$216K
ARLP icon
2031
Alliance Resource Partners
ARLP
$3.18B
$255K ﹤0.01%
12,946
-5,902
-31% -$113K
ECC
2032
Eagle Point Credit Company
ECC
$501M
$255K ﹤0.01%
13,574
+9,815
+261% +$191K
JSMD icon
2033
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$255K ﹤0.01%
+6,568
New +$244K
SEDG icon
2034
SolarEdge
SEDG
$2.05B
$255K ﹤0.01%
6,795
+830
+14% +$28.6K
RSX
2035
DELISTED
VanEck Russia ETF
RSX
$255K ﹤0.01%
12,041
-16,380
-58% -$359K
AFG icon
2036
American Financial Group
AFG
$12B
$254K ﹤0.01%
2,350
-14
-0.6% -$1.47K
IXP icon
2037
iShares Global Comm Services ETF
IXP
$567M
$254K ﹤0.01%
4,196
+82
+2% +$4.92K
KSM
2038
DELISTED
DWS Strategic Municipal Income Trust
KSM
$254K ﹤0.01%
21,574
-1,407
-6% -$16.8K
BBH icon
2039
VanEck Biotech ETF
BBH
$428M
$253K ﹤0.01%
2,038
-2,779
-58% -$355K
EQL icon
2040
ALPS Equal Sector Weight ETF
EQL
$764M
$253K ﹤0.01%
10,923
+753
+7% +$17.1K
FLS icon
2041
Flowserve
FLS
$10.3B
$253K ﹤0.01%
6,011
-138
-2% -$5.78K
FNDC icon
2042
Schwab Fundamental International Small Company Index ETF
FNDC
$3.15B
$253K ﹤0.01%
7,049
+4,230
+150% +$150K
SPTN
2043
DELISTED
SpartanNash
SPTN
$253K ﹤0.01%
9,474
+8,365
+754% +$208K
OII icon
2044
Oceaneering
OII
$5.05B
$252K ﹤0.01%
11,918
+10,689
+870% +$227K
OSK icon
2045
Oshkosh
OSK
$9.62B
$252K ﹤0.01%
2,760
+78
+3% +$6.83K
PFD
2046
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$252K ﹤0.01%
16,804
+2,245
+15% +$34.4K
TROX icon
2047
Tronox
TROX
$1.02B
$252K ﹤0.01%
+12,275
New +$299K
TCRT icon
2048
Alaunos Therapeutics
TCRT
$4.81M
$251K ﹤0.01%
404
+231
+134% +$166K
BRKL
2049
DELISTED
Brookline Bancorp
BRKL
$250K ﹤0.01%
15,910
+3
+0% +$47
ANDX
2050
DELISTED
Andeavor Logistics LP
ANDX
$250K ﹤0.01%
5,417
-2,235
-29% -$103K
80 81
82
83 84

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.