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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
(-7.1%)
Cap. Flow
+$682M
Cap. Flow
% of AUM
6.14%
Top 10 Holdings %
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$110M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$56.5M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$47.2M |
| 4 |
Apple
AAPL
|
+$47M |
| 5 |
Schwab US Large- Cap ETF
SCHX
|
+$36.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$75.2M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$59.4M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$27.4M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$26.3M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.75% |
| 2 | Financials | 5.93% |
| 3 | Healthcare | 4.22% |
| 4 | Industrials | 4.18% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
US Foods
USFD
$24B
| $271K | ﹤0.01% |
8,555
-1,973
| -19% | -$60.9K |
|
|
EGF
2002
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
| $271K | ﹤0.01% |
20,877
-3,722
| -15% | -$47.9K |
|
|
GMZ
2003
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
| $271K | ﹤0.01% |
5,516
| – | – |
|
2004
Philips
PHG
$26.8B
| $270K | ﹤0.01% |
9,925
-1,169
| -11% | -$34.5K |
|
|
BCPC
2005
Balchem Corp
BCPC
$5.65B
| $270K | ﹤0.01% |
3,447
+265
| +8% | +$23.9K |
|
2006
Repligen
RGEN
$9.45B
| $269K | ﹤0.01% |
5,120
+75
| +1% | +$4.4K |
|
2007
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
| $269K | ﹤0.01% |
14,250
-3,935
| -22% | -$79.2K |
|
2008
Revvity
RVTY
$13.1B
| $269K | ﹤0.01% |
3,396
+1,127
| +50% | +$95.2K |
|
2009
ProShares Ultra Health Care
RXL
$90.8M
| $269K | ﹤0.01% |
11,832
-820
| -6% | -$21.1K |
|
2010
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
| $268K | ﹤0.01% |
5,618
-2,729
| -33% | -$145K |
|
|
NRE
2011
DELISTED
NorthStar Realty Europe Corp.
NRE
| $268K | ﹤0.01% |
18,457
-3,275
| -15% | -$48.3K |
|
|
ACB
2012
Aurora Cannabis
ACB
$235M
| $267K | ﹤0.01% |
+450
| New | +$332K |
|
|
EOT
2013
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
| $267K | ﹤0.01% |
14,382
+14,000
| +3,665% | +$279K |
|
2014
Inspire Small/Mid Cap Impact ETF
ISMD
$347M
| $267K | ﹤0.01% |
11,706
+132
| +1% | +$3.44K |
|
2015
Novavax
NVAX
$1.34B
| $267K | ﹤0.01% |
7,273
+645
| +10% | +$25K |
|
2016
Axos Financial
AX
$5.72B
| $266K | ﹤0.01% |
10,634
+440
| +4% | +$13.3K |
|
|
EDF
2017
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$169M
| $266K | ﹤0.01% |
23,867
+1,340
| +6% | +$16.2K |
|
|
HIO
2018
Western Asset High Income Opportunity Fund
HIO
$340M
| $266K | ﹤0.01% |
60,751
+1,598
| +3% | +$7.27K |
|
2019
Idacorp
IDA
$8.16B
| $266K | ﹤0.01% |
2,866
-853
| -23% | -$83.3K |
|
|
CN
2020
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $266K | ﹤0.01% |
9,383
+184
| +2% | +$5.52K |
|
|
PEO
2021
Adams Natural Resources Fund
PEO
$772M
| $265K | ﹤0.01% |
18,894
-2,573
| -12% | -$42.7K |
|
|
EV
2022
DELISTED
Eaton Vance Corp.
EV
| $265K | ﹤0.01% |
7,495
+1,066
| +17% | +$45K |
|
2023
Acuity Brands
AYI
$10.8B
| $264K | ﹤0.01% |
2,286
+163
| +8% | +$20.1K |
|
2024
Viatris
VTRS
$18.5B
| $264K | ﹤0.01% |
9,601
-1,558
| -14% | -$50.5K |
|
2025
Goodyear
GT
$1.78B
| $263K | ﹤0.01% |
12,887
+4,343
| +51% | +$94.1K |
|
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review
As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.
By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
- Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
- Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
- Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
- Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.