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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
176
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$18.7M 0.13%
180,794
+125,610
+228% +$44M
VEU icon
177
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$18.6M 0.13%
373,725
-8,096
-2% -$404K
CMCSA icon
178
Comcast
CMCSA
$89.4B
$18.6M 0.13%
412,756
+50,828
+14% +$2.25M
SCHO icon
179
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$18.6M 0.13%
737,388
+694
+0.1% +$17.5K
VCIT icon
180
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$18.5M 0.13%
202,810
+1,688
+0.8% +$153K
MDT icon
181
Medtronic
MDT
$114B
$18.1M 0.12%
166,662
+26,324
+19% +$2.75M
IHI icon
182
iShares US Medical Devices ETF
IHI
$3.44B
$17.9M 0.12%
433,608
+53,334
+14% +$2.18M
NVDA icon
183
NVIDIA
NVDA
$5.27T
$17.9M 0.12%
4,103,600
-81,240
-2% -$342K
PRF icon
184
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$17.8M 0.12%
757,040
+95,020
+14% +$2.22M
PRFZ icon
185
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$17.8M 0.12%
948,925
+363,840
+62% +$9.18M
NKE icon
186
Nike
NKE
$62.5B
$17.7M 0.12%
188,696
-14,227
-7% -$1.22M
NFLX icon
187
Netflix
NFLX
$318B
$17.7M 0.12%
660,380
-54,630
-8% -$1.71M
SHV icon
188
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$17.4M 0.12%
157,683
-65,504
-29% -$7.24M
VDC icon
189
Vanguard Consumer Staples ETF
VDC
$7.94B
$16.9M 0.12%
108,095
-13,131
-11% -$2.02M
DE icon
190
Deere & Co
DE
$164B
$16.5M 0.11%
97,748
+1,846
+2% +$295K
SUB icon
191
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$16.1M 0.11%
151,409
-4,284
-3% -$458K
KMB icon
192
Kimberly-Clark
KMB
$35.9B
$16.1M 0.11%
113,328
+2,338
+2% +$321K
D icon
193
Dominion Energy
D
$59.1B
$16.1M 0.11%
198,367
+10,752
+6% +$832K
SCHF icon
194
Schwab International Equity ETF
SCHF
$68.3B
$16.1M 0.11%
1,007,954
+142,518
+16% +$2.24M
LMBS icon
195
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$16M 0.11%
308,426
+52,241
+20% +$2.71M
IUSB icon
196
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$15.7M 0.11%
300,000
+11,819
+4% +$616K
ESGD icon
197
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$15.5M 0.11%
242,411
+71,134
+42% +$4.5M
TJX icon
198
TJX Companies
TJX
$175B
$15.5M 0.11%
278,841
-18,547
-6% -$1.01M
EEM icon
199
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$15.2M 0.1%
462,431
+92,184
+25% +$3.81M
SPYM
200
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$15.2M 0.1%
435,094
+38,443
+10% +$1.34M
6 7
8
9 10

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.