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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
(-7.1%)
Cap. Flow
+$682M
Cap. Flow
% of AUM
6.14%
Top 10 Holdings %
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$110M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$56.5M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$47.2M |
| 4 |
Apple
AAPL
|
+$47M |
| 5 |
Schwab US Large- Cap ETF
SCHX
|
+$36.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$75.2M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$59.4M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$27.4M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$26.3M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.71% |
| 2 | Financials | 5.85% |
| 3 | Industrials | 4.18% |
| 4 | Healthcare | 4.18% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
iShares US Medical Devices ETF
IHI
$3.37B
| $12.4M | 0.11% |
371,178
-45,168
| -11% | -$1.56M |
|
|
VPU
177
Vanguard Utilities ETF
VPU
$8.44B
| $12.3M | 0.11% |
104,769
-1,690
| -2% | -$205K |
|
178
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $12.2M | 0.11% |
115,794
+95,464
| +470% | +$10M |
|
179
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
| $12.2M | 0.11% |
260,451
-25,043
| -9% | -$1.26M |
|
180
Kimberly-Clark
KMB
$36.5B
| $12.1M | 0.11% |
106,548
+3,065
| +3% | +$340K |
|
181
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $12.1M | 0.11% |
589,215
+467,490
| +384% | +$10.4M |
|
182
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
| $12M | 0.11% |
39,744
-3,496
| -8% | -$1.16M |
|
183
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
| $11.8M | 0.11% |
142,863
-20,050
| -12% | -$1.65M |
|
184
Philip Morris
PM
$295B
| $11.8M | 0.11% |
175,565
+3,673
| +2% | +$307K |
|
185
Eli Lilly
LLY
$1.06T
| $11.7M | 0.11% |
101,158
-439
| -0.4% | -$49K |
|
186
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
| $11.6M | 0.1% |
227,926
+46,999
| +26% | +$2.39M |
|
187
Bristol-Myers Squibb
BMY
$132B
| $11.6M | 0.1% |
225,066
+20,920
| +10% | +$1.12M |
|
188
Gilead Sciences
GILD
$165B
| $11.5M | 0.1% |
183,293
-20,481
| -10% | -$1.43M |
|
189
Vanguard Communication Services ETF
VOX
$5.85B
| $11.5M | 0.1% |
155,110
+123,742
| +394% | +$9.88M |
|
190
Clorox
CLX
$12.7B
| $11.4M | 0.1% |
74,309
-1,217
| -2% | -$190K |
|
191
iShares US Treasury Bond ETF
GOVT
$43.8B
| $11.3M | 0.1% |
458,819
+89,631
| +24% | +$2.18M |
|
192
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
| $11.3M | 0.1% |
527,445
+4,580
| +0.9% | +$106K |
|
193
NVIDIA
NVDA
$5.42T
| $11.1M | 0.1% |
3,334,560
-552,800
| -14% | -$2.64M |
|
194
CenterPoint Energy
CNP
$26.8B
| $11.1M | 0.1% |
393,344
-24,649
| -6% | -$688K |
|
195
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $11.1M | 0.1% |
471,916
+20,444
| +5% | +$495K |
|
196
Phillips 66
PSX
$81.4B
| $10.8M | 0.1% |
123,844
+48,323
| +64% | +$4.72M |
|
197
PayPal
PYPL
$50.5B
| $10.8M | 0.1% |
127,547
+16,846
| +15% | +$1.4M |
|
198
Medtronic
MDT
$112B
| $10.7M | 0.1% |
118,806
+23,520
| +25% | +$2.2M |
|
199
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
| $10.7M | 0.1% |
91,768
-137,604
| -60% | -$17.1M |
|
200
TJX Companies
TJX
$178B
| $10.7M | 0.1% |
238,909
+81,281
| +52% | +$4.11M |
|
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review
As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.
By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
- Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
- Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
- Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
- Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.