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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
(+11%)
Cap. Flow
+$501M
Cap. Flow
% of AUM
4.19%
Top 10 Holdings %
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$86.6M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$67.7M |
| 3 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$34M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$33.5M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$30.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$58.2M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$41.2M |
| 3 |
iShares MSCI EAFE Small-Cap ETF
SCZ
|
+$37.9M |
| 4 |
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
|
+$30.3M |
| 5 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.23% |
| 2 | Financials | 5.91% |
| 3 | Industrials | 4.42% |
| 4 | Healthcare | 3.97% |
| 5 | Consumer Discretionary | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
JetBlue
JBLU
$2.17B
| $316K | ﹤0.01% |
16,287
-1,022
| -6% | -$19.4K |
|
1952
Honda
HMC
$40.7B
| $315K | ﹤0.01% |
10,450
+711
| +7% | +$21.2K |
|
|
MXIM
1953
DELISTED
Maxim Integrated Products
MXIM
| $315K | ﹤0.01% |
5,574
-541
| -9% | -$32.6K |
|
1954
Community Bank
CBU
$3.45B
| $314K | ﹤0.01% |
5,154
-2,754
| -35% | -$176K |
|
1955
iShares MSCI Kokusai Fund
TOK
$258M
| $314K | ﹤0.01% |
4,636
-5,402
| -54% | -$361K |
|
1956
Visteon
VC
$2.86B
| $314K | ﹤0.01% |
3,373
+657
| +24% | +$76K |
|
1957
Hain Celestial
HAIN
$54.1M
| $313K | ﹤0.01% |
11,535
-2,962
| -20% | -$84.5K |
|
|
SIVB
1958
DELISTED
SVB Financial Group
SIVB
| $313K | ﹤0.01% |
1,009
-591
| -37% | -$186K |
|
1959
Baker Hughes
BKR
$63.8B
| $312K | ﹤0.01% |
9,243
+158
| +2% | +$5.23K |
|
1960
NRG Energy
NRG
$25.9B
| $312K | ﹤0.01% |
8,310
-132
| -2% | -$4.43K |
|
|
ATSG
1961
DELISTED
Air Transport Services Group
ATSG
| $312K | ﹤0.01% |
14,495
+5,871
| +68% | +$128K |
|
1962
Celanese
CE
$4.91B
| $311K | ﹤0.01% |
2,731
+537
| +24% | +$61.6K |
|
|
CHMI
1963
Cherry Hill Mortgage Investment Corp
CHMI
$108M
| $311K | ﹤0.01% |
17,204
+8,255
| +92% | +$151K |
|
1964
iShares MSCI Pacific ex Japan ETF
EPP
$2.25B
| $311K | ﹤0.01% |
6,853
-3,995
| -37% | -$183K |
|
1965
Fidelity Quality Factor ETF
FQAL
$1.47B
| $311K | ﹤0.01% |
8,985
-5,259
| -37% | -$179K |
|
1966
Kimco Realty
KIM
$16.5B
| $311K | ﹤0.01% |
18,577
+9,108
| +96% | +$153K |
|
1967
West Pharmaceutical
WST
$24.3B
| $311K | ﹤0.01% |
2,518
-438
| -15% | -$49.1K |
|
1968
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
| $310K | ﹤0.01% |
6,691
+4,902
| +274% | +$223K |
|
1969
Adams Diversified Equity Fund
ADX
$3.31B
| $309K | ﹤0.01% |
18,461
+1,166
| +7% | +$18.9K |
|
1970
iShares Core Dividend ETF
DIVB
$1.79B
| $309K | ﹤0.01% |
11,203
+10,803
| +2,701% | +$292K |
|
1971
First Trust Small Cap Value AlphaDEX Fund
FYT
$202M
| $309K | ﹤0.01% |
7,982
+3,112
| +64% | +$122K |
|
1972
Nuveen Taxable Municipal Income Fund
NBB
$454M
| $309K | ﹤0.01% |
15,450
+5,400
| +54% | +$111K |
|
1973
Trex
TREX
$5.06B
| $309K | ﹤0.01% |
8,094
+4,778
| +144% | +$184K |
|
|
RAD
1974
DELISTED
Rite Aid Corporation
RAD
| $309K | ﹤0.01% |
12,108
-1,140
| -9% | -$35.1K |
|
1975
Vanguard Russell 3000 ETF
VTHR
$4.89B
| $308K | ﹤0.01% |
2,305
+707
| +44% | +$92.9K |
|
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TRAM
MP
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CBU
Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review
As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
- Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
- Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
- Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.