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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1851
ING
ING
$102B
| $192K | ﹤0.01% |
13,556
+99
| +0.7% | +$1.33K |
|
|
GGP
1852
DELISTED
GGP Inc.
GGP
| $192K | ﹤0.01% |
7,545
-560
| -7% | -$14.3K |
|
|
HIO
1853
Western Asset High Income Opportunity Fund
HIO
$338M
| $191K | ﹤0.01% |
38,295
+697
| +2% | +$3.44K |
|
1854
Lear
LEA
$8.16B
| $191K | ﹤0.01% |
1,426
-127
| -8% | -$16K |
|
|
LPT
1855
DELISTED
Liberty Property Trust
LPT
| $191K | ﹤0.01% |
4,822
-250
| -5% | -$9.79K |
|
1856
Axos Financial
AX
$5.72B
| $189K | ﹤0.01% |
6,648
+1,041
| +19% | +$24.8K |
|
1857
Barings BDC
BBDC
$987M
| $189K | ﹤0.01% |
10,266
-1,967
| -16% | -$36.9K |
|
|
ARNC.PRB
1858
DELISTED
Arconic Inc.
ARNC.PRB
| $189K | ﹤0.01% |
+6,257
| New | +$199K |
|
1859
Otter Tail
OTTR
$3.9B
| $188K | ﹤0.01% |
4,623
-156
| -3% | -$5.8K |
|
1860
Portland General Electric
POR
$5.92B
| $188K | ﹤0.01% |
4,321
-958
| -18% | -$40.4K |
|
1861
AGCO
AGCO
$6.96B
| $187K | ﹤0.01% |
3,203
+62
| +2% | +$3.35K |
|
1862
Anika Therapeutics
ANIK
$283M
| $187K | ﹤0.01% |
3,812
+2,432
| +176% | +$112K |
|
1863
Liberty All-Star Equity Fund
USA
$1.87B
| $187K | ﹤0.01% |
36,279
-16,213
| -31% | -$82.3K |
|
|
PFIE
1864
DELISTED
Profire Energy, Inc
PFIE
| $187K | ﹤0.01% |
+135,786
| New | +$175K |
|
|
CTWS
1865
DELISTED
Connecticut Water Service Inc
CTWS
| $187K | ﹤0.01% |
3,333
+13
| +0.4% | +$692 |
|
|
EVA
1866
DELISTED
Enviva Inc.
EVA
| $186K | ﹤0.01% |
6,968
+4,880
| +234% | +$133K |
|
|
JPGE
1867
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
| $186K | ﹤0.01% |
3,650
+359
| +11% | +$18.6K |
|
1868
Avnet
AVT
$7.87B
| $185K | ﹤0.01% |
4,006
-249
| -6% | -$11.1K |
|
1869
Invesco Dorsey Wright Technology Momentum ETF
PTF
$659M
| $185K | ﹤0.01% |
13,917
+8,460
| +155% | +$114K |
|
|
QCP
1870
DELISTED
Quality Care Properties, Inc.
QCP
| $185K | ﹤0.01% |
+11,907
| New | +$178K |
|
1871
ASML
ASML
$710B
| $184K | ﹤0.01% |
1,646
+339
| +26% | +$35.5K |
|
1872
Morningstar
MORN
$7.76B
| $184K | ﹤0.01% |
2,396
+539
| +29% | +$39.6K |
|
1873
Nuveen California Municipal Value Fund
NCA
$304M
| $184K | ﹤0.01% |
17,645
| – | – |
|
1874
Vertex Pharmaceuticals
VRTX
$131B
| $184K | ﹤0.01% |
2,458
-89
| -3% | -$7.24K |
|
|
EFT
1875
Eaton Vance Floating-Rate Income Trust
EFT
$290M
| $183K | ﹤0.01% |
12,289
+2,144
| +21% | +$31.1K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.