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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCEF icon
1801
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.6M
$353K ﹤0.01%
18,696
-700
-4% -$14.2K
PSP icon
1802
Invesco Global Listed Private Equity ETF
PSP
$253M
$353K ﹤0.01%
7,071
-1,365
-16% -$74.7K
CNSL
1803
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$353K ﹤0.01%
35,421
+1,368
+4% +$16.8K
EWA icon
1804
iShares MSCI Australia ETF
EWA
$1.45B
$352K ﹤0.01%
18,286
+2,514
+16% +$51.6K
AFG icon
1805
American Financial Group
AFG
$12B
$351K ﹤0.01%
4,007
+1,952
+95% +$196K
FYT icon
1806
First Trust Small Cap Value AlphaDEX Fund
FYT
$202M
$350K ﹤0.01%
11,316
+3,334
+42% +$116K
HL icon
1807
Hecla Mining
HL
$11.9B
$350K ﹤0.01%
148,857
-1,096
-0.7% -$2.8K
KINS icon
1808
Kingstone Companies
KINS
$284M
$350K ﹤0.01%
19,774
+942
+5% +$15.8K
BOX icon
1809
Box
BOX
$4.48B
$349K ﹤0.01%
20,631
-3,380
-14% -$62.2K
EVG
1810
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$347K ﹤0.01%
27,866
-824
-3% -$10.5K
RLJ icon
1811
RLJ Lodging Trust
RLJ
$1.66B
$345K ﹤0.01%
21,009
-6,298
-23% -$122K
DEX
1812
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$345K ﹤0.01%
39,608
+7,108
+22% +$69.1K
GLAD icon
1813
Gladstone Capital
GLAD
$444M
$344K ﹤0.01%
23,597
+2,712
+13% +$47.7K
IBMJ
1814
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$344K ﹤0.01%
13,540
+7,761
+134% +$196K
LBTYK icon
1815
Liberty Global Class C
LBTYK
$3.46B
$343K ﹤0.01%
16,550
+3,369
+26% +$80.6K
DATA
1816
DELISTED
Tableau Software, Inc.
DATA
$343K ﹤0.01%
2,860
-182
-6% -$20.3K
DBEU icon
1817
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$802M
$342K ﹤0.01%
13,502
-32,925
-71% -$882K
EDU icon
1818
New Oriental
EDU
$8.49B
$342K ﹤0.01%
6,224
+1,906
+44% +$110K
BAH icon
1819
Booz Allen Hamilton
BAH
$9.43B
$340K ﹤0.01%
7,576
+3,552
+88% +$174K
UBS icon
1820
UBS Group
UBS
$176B
$340K ﹤0.01%
27,344
+9,536
+54% +$129K
EMF
1821
Templeton Emerging Markets Fund
EMF
$332M
$339K ﹤0.01%
25,671
+652
+3% +$8.89K
OFS icon
1822
OFS Capital
OFS
$48.6M
$339K ﹤0.01%
31,990
+4,120
+15% +$45.9K
TER icon
1823
Teradyne
TER
$64.2B
$339K ﹤0.01%
10,841
+4,058
+60% +$138K
PRAH
1824
DELISTED
PRA Health Sciences, Inc.
PRAH
$339K ﹤0.01%
3,824
+3,305
+637% +$334K
AM
1825
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$339K ﹤0.01%
15,848
– –
71 72
73
74 75

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.