Ladenburg Thalmann Financial Services’s OFS Capital OFS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio OFS Stock Details OFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$444K	Buy	40,122 +36,622	+1,046%	+$424K	﹤0.01%	1909
2019 Q3	$41K	Sell	3,500 -30,271	-90%	-$348K	﹤0.01%	3577
2019 Q2	$405K	Sell	33,771 -17,045	-34%	-$209K	﹤0.01%	1918
2019 Q1	$597K	Buy	50,816 +18,826	+59%	+$218K	﹤0.01%	1562
2018 Q4	$339K	Buy	31,990 +4,120	+15%	+$45.9K	﹤0.01%	1822
2018 Q3	$331K	Sell	27,870 -15,110	-35%	-$181K	﹤0.01%	1917
2018 Q2	$482K	Hold	42,980	–	–	﹤0.01%	1583
2018 Q1	$482K	Buy	42,980 +2,900	+7%	+$33.9K	﹤0.01%	1583
2017 Q4	$477K	Buy	40,080 +2,000	+5%	+$25K	﹤0.01%	1579
2017 Q3	$501K	Buy	38,080 +19,750	+108%	+$267K	0.01%	1467
2017 Q2	$263K	Buy	18,330 +4,330	+31%	+$61.6K	﹤0.01%	1816
2017 Q1	$197K	Buy	+14,000	New	+$203K	﹤0.01%	1928

Other funds holding OFS

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's OFS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its OFS Capital (OFS) stake by 1,046% in Q4 2019, buying an estimated $424K and bringing the position to 40,122 shares worth $444K. The position accounts for ﹤0.01% of the portfolio, ranked #1909.

Ladenburg Thalmann Financial Services first reported a position in OFS in Q1 2017 and has held it in 12 quarters since. The position peaked at $597K in Q1 2019. 32 funds tracked by Wall St. Rank hold OFS as of Q4 2019.

Ladenburg Thalmann Financial Services held 40,122 shares of OFS Capital worth $444K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 36,622 OFS Capital shares in Q4 2019, an estimated $424K.
OFS Capital made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1909 holding.
Ladenburg Thalmann Financial Services first reported a position in OFS Capital in Q1 2017 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's OFS Capital position peaked at $597K in Q1 2019.
32 funds tracked by Wall St. Rank held OFS Capital as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.